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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time
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Mutual Connections (126)
Entities connected to both UBS Securities LLC and Millennium Investment
UBS AG
ORGANIZATION14 w/ UBS·3 w/ Millennium
Federal Reserve
ORGANIZATION10 w/ UBS·3 w/ Millennium
United States
LOCATION10 w/ UBS·3 w/ Millennium
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·3 w/ Millennium
Department of Justice
ORGANIZATION8 w/ UBS·3 w/ Millennium
New York State
LOCATION8 w/ UBS·3 w/ Millennium
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ Millennium
Lehman
ORGANIZATION7 w/ UBS·3 w/ Millennium
UBS Fund
ORGANIZATION7 w/ UBS·3 w/ Millennium
Brought
ORGANIZATION7 w/ UBS·3 w/ Millennium
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ Millennium
Ghislaine Maxwell
PERSON8 w/ UBS·2 w/ Millennium
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ Millennium
Massachusetts Securities Division
ORGANIZATION6 w/ UBS·3 w/ Millennium
Internal Revenue Service
ORGANIZATION6 w/ UBS·3 w/ Millennium
Dept. of
ORGANIZATION6 w/ UBS·3 w/ Millennium
New Hampshire
LOCATION6 w/ UBS·3 w/ Millennium
New York
LOCATION6 w/ UBS·3 w/ Millennium
Lehman Structured Products
ORGANIZATION6 w/ UBS·3 w/ Millennium
the North American Securities Administrators Association
ORGANIZATION6 w/ UBS·3 w/ Millennium