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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
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Mutual Connections (129)
Entities connected to both UBS Securities LLC and the Administrative Services Agreement
UBS AG
ORGANIZATION14 w/ UBS·5 w/ the
United States
LOCATION10 w/ UBS·5 w/ the
Federal Reserve
ORGANIZATION10 w/ UBS·4 w/ the
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·4 w/ the
UBS Fund
ORGANIZATION7 w/ UBS·4 w/ the
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION8 w/ UBS·3 w/ the
New York State
LOCATION8 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·4 w/ the
Ghislaine Maxwell
PERSON8 w/ UBS·3 w/ the
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ the
Lehman
ORGANIZATION7 w/ UBS·3 w/ the
New York
LOCATION6 w/ UBS·4 w/ the
Brought
ORGANIZATION7 w/ UBS·3 w/ the
Dept. of
ORGANIZATION6 w/ UBS·3 w/ the
Lehman Structured Products
ORGANIZATION6 w/ UBS·3 w/ the
Cayman
LOCATION5 w/ UBS·4 w/ the
New Hampshire
LOCATION6 w/ UBS·3 w/ the
Massachusetts Securities Division
ORGANIZATION6 w/ UBS·3 w/ the
the North American Securities Administrators Association
ORGANIZATION6 w/ UBS·3 w/ the