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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
L UBSTERRAMAR00004087 EFTA00239419 FOR EXISTING INVESTOR USE ONLY Appendix B Third Amended and Restated Limited Liability Company Agreement of AlphaKeys Millennium Fund, L.L.C. CONFIDENTIAL UBSTERRAMAR00004088 EFTA00239420 FOR EXISTING INVESTOR USE ONLY THIS THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr
Entities connected to both UBS Securities LLC and AlphaKeys Millennium Fund

UBS AG
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATION
Ghislaine Maxwell
PERSONthe Securities and Exchange Commission
ORGANIZATION
Department of Justice
ORGANIZATION
New York
LOCATIONCease & Desist
ORGANIZATION
New York State
LOCATIONThe Ohio Division of Securities
ORGANIZATIONUBS Fund
ORGANIZATIONCayman
LOCATIONBrought
ORGANIZATION
Fannie Mae
ORGANIZATIONLehman
ORGANIZATIONDept. of
ORGANIZATION
New Hampshire
LOCATION
Millennium
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATION
Internal Revenue Service
ORGANIZATION