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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
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Mutual Connections (127)
Entities connected to both UBS Securities LLC and New Castle County
UBS AG
ORGANIZATION14 w/ UBS·3 w/ New
Federal Reserve
ORGANIZATION10 w/ UBS·3 w/ New
United States
LOCATION10 w/ UBS·3 w/ New
Department of Justice
ORGANIZATION8 w/ UBS·4 w/ New
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·3 w/ New
New York State
LOCATION8 w/ UBS·3 w/ New
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ New
Ghislaine Maxwell
PERSON8 w/ UBS·3 w/ New
UBS Fund
ORGANIZATION7 w/ UBS·3 w/ New
Brought
ORGANIZATION7 w/ UBS·3 w/ New
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ New
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ New
Lehman
ORGANIZATION7 w/ UBS·3 w/ New
Massachusetts Securities Division
ORGANIZATION6 w/ UBS·3 w/ New
Internal Revenue Service
ORGANIZATION6 w/ UBS·3 w/ New
Lehman Structured Products
ORGANIZATION6 w/ UBS·3 w/ New
New Hampshire
LOCATION6 w/ UBS·3 w/ New
Dept. of
ORGANIZATION6 w/ UBS·3 w/ New
New York
LOCATION6 w/ UBS·3 w/ New
the North American Securities Administrators Association
ORGANIZATION6 w/ UBS·3 w/ New