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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a fine of 5150 million ($75 million to the NYAG and S75 million allocated to the remaining states). ML281837-MAXWELL Page 2 of 4 C
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (Dal), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
C Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
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Mutual Connections (65)
Entities connected to both UBS Securities LLC and the Commodity Futures Trading Commission
United States
LOCATION10 w/ UBS·11 w/ the
UBS AG
ORGANIZATION14 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON8 w/ UBS·9 w/ the
Federal Reserve
ORGANIZATION10 w/ UBS·6 w/ the
New York State
LOCATION8 w/ UBS·5 w/ the
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·4 w/ the
Samantha Power
PERSON5 w/ UBS·8 w/ the
Lehman
ORGANIZATION7 w/ UBS·5 w/ the
Department of Justice
ORGANIZATION8 w/ UBS·4 w/ the
New York
LOCATION6 w/ UBS·5 w/ the
Internal Revenue Service
ORGANIZATION6 w/ UBS·5 w/ the
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ the
Brought
ORGANIZATION7 w/ UBS·3 w/ the
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ the
UBS Fund
ORGANIZATION7 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
the North American Securities Administrators Association
ORGANIZATION6 w/ UBS·3 w/ the
Dept. of
ORGANIZATION6 w/ UBS·3 w/ the
Massachusetts Securities Division
ORGANIZATION6 w/ UBS·3 w/ the
Lehman Structured Products
ORGANIZATION6 w/ UBS·3 w/ the