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uity investments in such entity by one or more persons described in clause (1) or (2) above. Examples of the foregoing include, among other things, 'Keogh' plans, other tax-qualified retirement plans. IRAs, certain other types of employee benefit plans (and accounts) and entities that are deemed to hol
ndation Investors: The Investor represents and warrants that it IS an individual. IRA or a foundation and that it is not required to be a member of the National Futures Association ("NIA") or to be registered with the Commodity Futures trading Commission ("CFTC) in any capacity fPfease continue On f0 Seaton / investor Acknowied
quity investments in such entity by one or more persons described in clause (1) or (2) above. Examples of the foregoing indude, among other things, 'Keogh' plans, other tax-qualified retirement plans, IRAs, certain other types of employee benefit plans (and accounts) and entities that are deemed to hol
the amnions hereof shall be severable. (V The Undersigned has reviewed the registration requirements of the Commodity Exchange Act. the CFTC and the National Futures Association applicable to commodity pool operators and commodity trading advisors and has determined that the Undersigned is in compliance with such requireme
Plan Investor" (as defined in the Plan Assets Rules and described below and including, without limitation, an individual retirement account and a "Keogh" plan) who has investment discretion (a "Fiduciary") should consider before deciding to invest such Benefit Plan Investor's assets in the Alpha Key
L CONFIDENTIAL UBSTERRAMAR00002263 EFTA00237819 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
Plan Investor" (as defined in the Plan Assets Rules and described below and including, without limitation, an individual retirement account and a "Keogh" plan) who has investment discretion (a "Fiduciary") should consider before deciding to invest such Benefit Plan Investor's assets in the Alpha Key
L CONFIDENTIAL UBSTERRAMAR00001210 EFTA00236856 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
Entities connected to both Keogh and the National Futures Association

United States
LOCATIONCayman
LOCATION
Ghislaine Maxwell
PERSON
U.S. Treasury
ORGANIZATION
New York
LOCATIONthe District of Columbia
LOCATION
the Internal Revenue Service
ORGANIZATIONthe U.S. Investment Company Act
ORGANIZATIONInvestment Company
ORGANIZATION
Cayman Islands
LOCATION
Paul Volcker
PERSONthe U.S. Department of Labor
ORGANIZATION
UBS AG
ORGANIZATIONSchulte Roth & Zabel LLP
ORGANIZATIONMillennium International, Ltd.
ORGANIZATIONMillennium USA's
LOCATIONManagement of Millennium USA
ORGANIZATION
Millennium
ORGANIZATIONTrigger Event
ORGANIZATIONErnst & Young LLP
ORGANIZATION