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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
Sponsored
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients; U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks inciude the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan cliants: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain Information in connection with the services that DBSI provides to a p
ly understand the risks involved in trading securities on margin. These risks include the following: I. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
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Mutual Connections (40)
Entities connected to both Department of Labor and the Margin Account
Pershing
LOCATION7 w/ Department·47 w/ the
United States
LOCATION37 w/ Department·14 w/ the
Jeffrey Epstein
PERSON28 w/ Department·15 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION11 w/ Department·30 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ Department·11 w/ the
the State of New York
LOCATION9 w/ Department·14 w/ the
Federal Reserve
ORGANIZATION9 w/ Department·13 w/ the
FDIC
ORGANIZATION12 w/ Department·9 w/ the
Pershing LLC
ORGANIZATION6 w/ Department·14 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ Department·13 w/ the
Deutsche Bank
ORGANIZATION7 w/ Department·12 w/ the
Securities Investor Protection Corporation
ORGANIZATION6 w/ Department·13 w/ the
Foreign Securities which Client
ORGANIZATION6 w/ Department·12 w/ the
the Internal Revenue Service
ORGANIZATION9 w/ Department·8 w/ the
The Terms and Conditions of this
ORGANIZATION5 w/ Department·10 w/ the
Compliance Department - Client Inquiries
ORGANIZATION5 w/ Department·8 w/ the
AL
Applicable Law
PERSON4 w/ Department·9 w/ the
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ Department·7 w/ the
the "Pershing Lien
ORGANIZATION5 w/ Department·8 w/ the
Partner, Trustee
ORGANIZATION6 w/ Department·6 w/ the