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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
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2 mentions1 same-page
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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients; U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question Foreign Securities are not suitable for all investors. C
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan cliants: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain Information in connection with the services that DBSI provides to a p
ligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase); (6) Foreign Securities in question may be unrated; and (7) such Foreign Securities are not su
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Mutual Connections (40)
Entities connected to both Department of Labor and Foreign Securities which Client
United States
LOCATION37 w/ Department·24 w/ Foreign
Jeffrey Epstein
PERSON28 w/ Department·9 w/ Foreign
the Securities and Exchange Commission
ORGANIZATION18 w/ Department·16 w/ Foreign
Federal Reserve
ORGANIZATION9 w/ Department·22 w/ Foreign
Pershing
LOCATION7 w/ Department·24 w/ Foreign
the State of New York
LOCATION9 w/ Department·14 w/ Foreign
Foreign Securities
ORGANIZATION4 w/ Department·18 w/ Foreign
Deutsche Bank Securities Inc.
ORGANIZATION11 w/ Department·11 w/ Foreign
FDIC
ORGANIZATION12 w/ Department·10 w/ Foreign
Pershing LLC
ORGANIZATION6 w/ Department·14 w/ Foreign
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ Department·13 w/ Foreign
the Internal Revenue Service
ORGANIZATION9 w/ Department·10 w/ Foreign
Securities Investor Protection Corporation
ORGANIZATION6 w/ Department·13 w/ Foreign
the Margin Account
ORGANIZATION6 w/ Department·12 w/ Foreign
Deutsche Bank
ORGANIZATION7 w/ Department·9 w/ Foreign
AL
Applicable Law
PERSON4 w/ Department·10 w/ Foreign
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ Department·7 w/ Foreign
The Terms and Conditions of this
ORGANIZATION5 w/ Department·8 w/ Foreign
Compliance Department - Client Inquiries
ORGANIZATION5 w/ Department·8 w/ Foreign
the "Pershing Lien
ORGANIZATION5 w/ Department·7 w/ Foreign