Epstein Secrets

e innroYately) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC), O Yes FA No H. Does the client or related party have any Marxist or other association/ interactions within high risk countries? O Yes 2

ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PP7M Global KYC Policy (i) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth AaWsors, Product Officers, Brokers.

nce imnweiatety) G. Does the client or rated party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC), O Yes FA No H. Does the client or related party have any financial or other association/ interactions within high risk countries? O Yes

ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the Prat. Global KYC Policy (1) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth AaVisors, Product Officers, Brokers

nce immediately) G. Does the client or rated party have any financial or other association /'interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? 0 Yes El No H. Does the client or rated party have any financial or other association/ interactions within high O Yes No risk countries?

ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PWM Global KYC Policy (i) Client Facing Professionals (CFP Is) include: Relationship Managers. Wealth Ackisors, Product Officers, Brokers.

me/mm*4story) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? 0 Yes 5 No H. Does the client or related party have any & uncial or other association/ interactionswithin high •—• risk countries? U Yes

ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers.

t imnvdieletY) G. Does the client or related party have any financial or other assoclabon / interact:As within K countries or regimes sanctioned by the Office of Foreign Assets Control (MC)? 0 Yes @NO H. Does the client or related party have any financial a other association/ interactions within high 0 yes 2 No risk countries'

ring or unethical activities on the part of the client(s) and that have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PIVM Global KYC Policy Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PUR

e irnmetettly) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? 0 Yes @ NO H. Does the client or related party have any financial or other association/ interactions within high . rs risk countries'

ring or unethical activities on the part of the client(s) and that have followed all the procedures relating to account opening as described in the P WM Americas Procedures and the PIVM Global KYC Policy Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PUR