
the Office of Foreign Assets Control
ORGANIZATIONI. Corporate Documentation Attached (Legal Entitles
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e immediately) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (MC)? 0 Yes 2 No H. Does the client or related party have any financial or other association/ interactions within high O yes g No risk countries?
(MC)? 0 Yes 2 No H. Does the client or related party have any financial or other association/ interactions within high O yes g No risk countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 Yes • No • Not Applicable 3. Undisclosed Principal Poem Complete (Intermediaries Only) 0 yes 0 No 2 Not Applicable K. If Lexis/Nexis Sear
eelmnectistey) G. Does the client or related party have any financial or other association / Interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? OYes 2 No H. Does the client or related party have any femoral or other association/ interactions within high risk D yes 2 No countries?
(OFAC)? OYes 2 No H. Does the client or related party have any femoral or other association/ interactions within high risk D yes 2 No countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 yes El No ONot Applicable SONY_GM_00039995 hups://dbforcepb.my.salesforcaaNtEIDEgthiLIJIA10000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSU
Does the client or related party have any financial or other association / interactions within countries Ll I—I Yes No or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk i_J I—I Yes g No H. countries? I.
ol (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk i_J I—I Yes g No H. countries? I. Corporate Documentation Attached (Legal Entitles Only) Yes 0 No 0 Not Applicable CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000081 https://dbforcepb.my.salesforce.com/servlet/ser
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