Epstein Secrets

diately) G. Does the client or related party have any ftnancle or other association / interactions mein countries o yes @No or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. have financial interactions high Does the dent or related party any or other association/ within risk . yes ONo countries? I.

ship Name EPSTEIN, JEFFREY RELATIONSHIP qira Rating Comments: Booking Center 12I NY NY/Offshore El offshore VI Moderate isk CA CLI High Risk Jacqueline Lightbody (Complianc Signature) 0 08 Employee 0 DB Managed PIC 0 DB is Trustee/Co-Trustee 0 Bearer Shares 4. Attadunenb A. Type of Photo ID Provided 0

ance immedistely) G. Does the client or rated party have any financial or other association / nteractians within countries or regimes sanctioned by the Office of Foreign Assets Control (CFAC)> 0 Yes 2 No H. Does the client or rated party have any friantial or other association/ eiteracbons within high 0 Yes RN° risk countries?

ad: Mary Keaveney (Signature) Platy Keaveney 9,5.'2013 Regional Office Director: (Signature) AML Business Risk: (Signature) NIL Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 9/10/2013 9/10/2013 IATININTERMATIONAL APPROVALS Client Facing Professional

) Does the client or related party have any financial or other association / interactions r.— yes F No G' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ' ,,,. Does the client or related party have any financial or other associabon/ interactions " within high risk counties? r yes F No I.

rian M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2019 3/14/2014 LATAM /INTERNATIONAL APPROVALS Client Facing Professional

Compliance immediately) client or related party have any financial or other association / interactions `'' within counties or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? F Yes F No C'" H. Does the client or related party have any financial or other association/ interactions within high risk countries? r Ye

ML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o Janice Franklin Jacqueline lightbody (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2019 3/14/2014 LATAM /INTERNATIONAL APPROVALS Client Faong Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te

immediately) the client or related party have any financial or other association / interactions G' F ' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? r Yes No Does the client or related party have any financial or other association/ interactions H F Yes F No within high risk countries

d: Bnan M. Biggar Signature) Brian M. Biggar 10/23/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compiance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 11/8/2013 11/8/2013 LATAM / INTERNATIONAL APPROVALS Client Facing Profession

) the client or related party have any financial or other association / interactions r yes F No G' '''' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ' H. Does the client or related party have any financial or other association/ interactions F within high risk countries? r Yes NO I.

Brian M. Biggar :Signature) Brian M. Biggar 10/4/2D:: Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 10/11/2013 11/1/2013 LATAM /INTERNATIONAL APPROVALS Client Facing Profession

y) Does the client or related party have any financial or other association / interactions r-- yes F No G' wlthn countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ' H' the client or related party have any financial or other association/ interactions " withal high risk counties? F yes r; No I. Cor

ML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o Janice Franklin Jacqueline lightbody (Signature) Gwen Hill o/b/o Janice Franldin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM / INTERNATIONAL APPROVALS Client Facing Professional (CF P): (Signature) Account Manager: (Signature) Global Market

tely) Does the client or related party have any financial or other association / interactions r•-• F G' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ' yes No „. Does the client or related party have any financial or other association/ interactions r yes F No " within high risk counti

Brian M. Biggar Signature) r rian M. Biggar 10/8/2013 Regional Office Director: Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbcdy Janice Franklin 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Profession

mmediately) Does the client ar related party have any financial or other association / interactions F G' within countries or regimes sanctioned by the Office of Foreign Assets Control (CFAC)? F Yes No H. Does the client or related party have any financial or other associahoni interactions F within high rtsk counties?s? r Yes N

Brian M. Biggar ;Signature) 3nan M. Biggar 10/23/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Jance Franklin (Signature) Jacqueline Lightbody Jance Franklin 10/25/2013 10/28/2013 LATAM /INTERNATIONAL APPROVALS Client Facing Professiona

t imnvdieletY) G. Does the client or related party have any financial or other assoclabon / interact:As within K countries or regimes sanctioned by the Office of Foreign Assets Control (MC)? 0 Yes @NO H. Does the client or related party have any financial a other association/ interactions within high 0 yes 2 No risk countries'

) MIL Business Risk: (Signature) MIL Compliance: Gwen Hill orb/o Janke Franldin Jacqueline Ughtbaty (*imbue) Gwen Hill ortalo Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facile Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te