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sobildlarrof The Bank a New Yak Meta Carpotaban (MY Mellon) Penhnx 11.C. menbn tuRAARKELGM-00046273 DS-SDNY-0009097 EFTA_00156882 EFTA01289245 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) Vovem ber 1, 2017 - November 30,2017 SOUTHERN
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: Page '5 of '7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Kellent tan Year Sege 2001 DALBAR RATED COMMUNICATIONS around Cleating through Pershing LLC.a Swayowned stinicliory of theBarka New Yak Mellon Co•Pontion OM Melee/ Penning 11C.mendx. FiNRA.A7s r DB N MY:000000946134
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isYear Yield 6,531.88 0.92% 86,531.88 Page 3 of 8 CONFIDWFAL armee Rated (Kent.% (n.y Year Sect 2C01 DALBAR RATED COMMUNICATIONS acittuta Cleating through hating ac a abaft ("mod ninicliary of the Bark a Now Ycelt Melba CorporationSW Afelleal Ft shim 11.C. mends FINRPARtqfPA—00047172 DB-SDNY
Entities connected to both Deutsche Bank and Cleating

Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION
Joi Ito
PERSON
George W. Bush
PERSONthe State of New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATIONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATION
Baltimore
LOCATION
Condoleezza Rice
PERSON
Michael Milken
PERSON
Barclays
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION

Mao Zedong
PERSONLegal Department
ORGANIZATION
Angela Merkel
PERSONMoney Market Fund
ORGANIZATION