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k P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) December 1,2018 - December 31,2013 BOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
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sche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) June 1,2018 - June 30,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
ai satddlary a The in a New Vat Melba Corp./melon OM Mellon) llC. averrate Facee.%41)1aPM-00046718 DB-SDNY-0009542 EFTA_00 157327 EFTA01289690 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) ,ebruary 1,2018 - February 28,2018 SOUTHERN RNA NCIAL LLC Procur
nk P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1,2018 - January 31,2018 SOUTHERN FlNA NCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Entities connected to both Deutsche Bank and Important Arbitration Disclosures

Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION
Joi Ito
PERSONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Baltimore
LOCATION
Condoleezza Rice
PERSON
Bill Clinton
PERSON
Barclays
ORGANIZATIONDoug Band
PERSONthe Options Clearing Corporation
ORGANIZATION
Legal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Mao Zedong
PERSON
Angela Merkel
PERSONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION