4
Shared Docs
4
Same-Page
4 / 4
Mentions
Antericas. 44129244 ot1 SDNY_GM_00041897 CONFIDENTIAL - PURSUANT TO FED. R. c9r.o() iN DB-SDNY-0004721 I DE NTIAL EFTA_00152506 EFTA01285600 Deutsche Bank 0 In Case of Erron or Questions I. Electronic Funds Transfers Telephone us at 1466.36247%. or write to us at Ikulsche Bank Trust Company Americas. 3
oing Money Tnwf TO CMIl.‘NK C 40611172 MORGAN STAN LED' (3,050,000.00 ) 73,920,072.55 06-II k Outgoing Money Tnuf TO FIRST BANK MC 7211099346 SOUTHER N TRUSTCON1PANY INC (400,000.00 ) 73,520,072.55 06-II «Øgoing Money Tins!' TO 1ST BANK A/C 7211098521 SOUTHERN TRUST COMPANY INC (175,000.00
5 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cost Cost Basis Market Price Exchange-Traded Products DEUTSCHE BK AG LONDON BRH 06 AGRIC DOUBLE LONG TRADED n T Dividend Option: Cash; Capital Gains Option: Cash 07112110'.33 50.000.000 7.0510 WISDOMTREE TR JAPAN
0 Dividend Option Cash Page 20 of 24 Accounl Number: N4G-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) C-Fim,IFIDnliAL SOUTHER 12•O•cl r.s.lient Seven Yeas In A Rs COMAAUNICATIONS LAC MUCCI Oms• was Pass u.C. nosy sesSans •••• s ss cams can sem cosmic.° sr..... • s
closure document or contact your advisor for additional information. Deutsche Bank has combined its asset and wealth management operationsaincluding Deutsche Bank Alex. Brownainto a single division operating under the Deutsche Asset & Wealth Management brand and future communications will reflect this change. Your a
3 Total All Money Market Funds 514,219,609.33 Page 2 of 21 (ISM, von It1 LLC. FIDAENTIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHER Account Num ber. Go paperless Rated tsallera Lyon, Vs.Since 2007 DALBAR RATED COMMUNCATIONS rxarturnaer SDNY GM 00045549 DB-SDNY-0008373 EFTA
ey market funds kited on the website may not be offered through us. Deutsche Bank has combined its asset and wealth management operationsaincluding Deutsche Bank Alex. Brownainto a single division operating under the Deutsche Asset & Wealth Management brand and future communications will reflect this change. Your a
.00 $1,310,300.09 1849,025.00 Account Number Go paperless Page 94021 IZ1 LLC. FI DENTIAL ON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHER Rsd taallonill (nay V.A. LSO, 2007 DAL OAR RATED COMMUN CATIONS excrim.ser SDNY_GM_00045676 OB-SDNY-0008500 EFTA_00156285 EFTA01288648 Portf
Entities connected to both Deutsche Bank and SOUTHER
Amanda Kirby
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Daniel Sabba
PERSON
JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION
George W. Bush
PERSONthe State of New York
LOCATION
Moody's
ORGANIZATION
FDIC
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATION
New York City
LOCATION
Baltimore
LOCATION
Condoleezza Rice
PERSON
Barclays
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Pease
PERSON