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may be suthect ro sections inward by nil EaChenge inyneted acid that these sanctions may include figuidation of IX ego* in sateen- 3. I understand Ow Deutsche Bank Alex. Wenn he pollee which may be more restrictive than or impose requirements in addition to those of the Eichanges. FINRA or the New York Sore Exc
AL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001257 EFIA_00 149042 EFTA01282868 Special Statement for Uncovered Option Writers Account No. Deutsche Bank Alex. Brown A '.N. rsimen of novitche Pa* Sae IT.4.0* Int Account Name The Haze Trust There are special risks associated with uncovered option writi
he Bank Alex. Brown will inlaid+ me el its destine margin retirements lor crown positions Open request. In the owning no meet martin calls promptly. Deutsche Bank Abe. Brown is euthellect in its sole discretion end without notification to me to take any and all steps necessary to protect itself in connection with p
ge in the abovestated information. f acknowledge that I may obtain an options tearing corporation prospectus upon request. I have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." $1"-gried; Pate) AV : 3/PS Signed Dale Print Client Advisor Name CA e S _in
10 $1,000,000.00 1.000 n None Structured Products 1999 10 51,000,000.00 1,000 Other (Specify) J deutsche Dart Securities Inc. a subsidiary el Deutsche Bank AG. Conducts neurnent banking and securities activities in the United States. 11111110,11 I I 09-PV410127 Ole 14 (OSA 1) 004.401.062711 CONFIDENTIAL
sa for nOreequity options. which settle for heel on the pry of assignment) and that I am obligated to deliver Me uererlying stock a required cash to Deutsche Bank Alex. *rem no later than setttement date. 4 I understand that margin requinsions mop in connection with wean options and I agree to meet all margin call
2.13411 - Type of Business Huta Position Present Brokerage Accounts with Does this owner haw the power to control any othei Option Atone's) with Deutsche Bank Si:tenets Inc.) Dues O No "Yet please Ohs* tre account numbegp: Rai" sea sass* in Humbert el Deteltdems Mental Status _ Birthdate Business Phone
in the above-stated information. I acknowledge that I may obtain an options clearing corporation prospectus uptin request. I have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." 7 :2 $iitted; Date) A t 34 -S Signed Date Print Client AdviSot Name CAD 5 Cl
ing Purchased Options IA Option Spreads [2 / Uncovered Put writing Uncovered Cal Writing 0 None Deutsche Bank Securities Inc.,a subsidiary of Deutsch Bank AG. conducts invOsIMer I banking and securities activities in the tinned States. III INIM T1 co-Nat-or27 OM 14 (05/11) 000404 052711 CONFIDENTIAL
Mart in, oat in royal or sounities. posted by me against short cyan paeitionS, may rid bo Included in my nurse account equity °flared ocenlarlatirsts Deutsche Bank Alex. Droves may. in ha use these deposits to secure said short onans with the OCC. — Option exercise notices assigned to Cautsche Bank Alex. Brown in r
x. Brown, in writing. of any material change in the I acknowledge that I may obtain an options dewing corporation prospectus upon request. and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of lions." ,Date' 471 5/ 3 Signed Date Print Client Advisor Name -Tito CA # I 2- i S Client Advisor Signa
Writing Purchased Options Option Spreads Vncovered Put Writing It Uncovered Call Writing 0 None Deutsch, Bonk Stscurines Inc ,• subsidiary of Deutsche Bank AC. conducts investment banking and SCOASOS activities n tno Unitas States CONFIDENTIAL 111111111,1110 "e-PlIsilf MINN CONFIDENTIAL — PURSUANT TO FE
Mange.. tither in Cads a securities, posted by me Rome shod option positions, may riot be triad in my margin account equity a interest Computations. Deutsche Bank Nex. Brown may, in turn, use mess deposits to sews said short petitions with the OCC. — Option exorcise notices assigoed to Deutsche Bank Alex. Brown i
in the above-stated information. I acknowledge that I may obtain an options clearing corporation prospectus upon request. I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized Options.- Sifinin; Signed C Date Pont Client Advisor Name Client Advisor Signatur ROP App
iem/nu In addition to an nr the Exchnopes FINRA a the Now York Stack Exrnange. I agree to abide by sawn policies after:nation of doing business with Deutsche Bank Alex. Brows.. t UndeenAnd that these policies include but are not Muted to the Naming: — Settlement dale for dl option trades is the business day folln
dline. — Mama caw in roan Or menties. pasted by rile against don option ~ions. may null be landed in my asan oCONIM enmity er interest imputations. Deutsche Bank Ma &own may. in an use then dronSits to secure said short posher's with two OCC. — Option exaose notas assigned to Deutsche Bank AM. Brain in respect ol
. Brown, in writing. of any material change in the I acknowledge that I may obtain an options dearing corporation prospectus upon request. and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of tions." /e l? fSictne-0) .Date' 5/ 3 ....., Signed Date Print Client Advisor Name -7;ted y r CA* Cli
then are restricso is against my account. mharang reatriceoca reading tradsmi In the underhIng security. or for any Other Mater% ales diStrebOn. — Deutsche Bank Alex. Drown has set *iodine and exercise deadlines which coirestione deadlines eshishatd by the OCC rd will accept no resportbery sat compleaun of tiers
account, including the right le buy add sea shad. a exempt, for my account and risk any pan or all of the Mates represented by options endorsed by Deutsche Bank Moe dams for my account, ce to tary for my edaml and risk any puts ands cad as Deutsche Bank Nos..tirown mcy deem itecc.usary few its protection. I tuft
ge in the ebovostatod information. I acknowledge that I they obtain an options dewing corporation prospectus upon :anoint. I have received and read the Options Clearing Corporation Disclosure Document entitled °Characteristics and Risks of Standardized cdjone." Sigrecl i.Altyly Date Print Client Aovisor Name 7)4 S CAD Cliert Advisor Si
nt indudIng t o nght to buy andlot sea sure ee short exempt. Ice ins account and Milt any pan or all el the Waled toproserted Dy options endorsed by Deutsche Bank Alex. Boson Inr my account, or to thy for my account and risk any puts andlot al's as Deutsche Berk Ala. kown may dear. necco.0ry lot its protection. I f
in the above-slated Information. I acknowledge that I may obtain en options clearing ax-O0retion prospectini upon :equeot. I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized pitons." Signed S gred Print Client Advisor Name Client Advisor Signature ROP Approval O
all of Inc seem reesetewad by notions endorsed by Deutsche Bank Alex. Brown for my account a to buy to my account and risk any puts and/or aills as Deutsche Bank Nos. BMWes may ileem11001,Sory It. is protection. I further agree that any and all ethenses incurred by Deutsche Bank Alex. Brown in this sennuetinn vet
in the above stated information. I acknowledge that I may obtain an options clearing corporation prospectus upon request. I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized Qptions." Signed; Signed XiatQ le1/4 -03 Date lr Pnnt Client Advisor Name Client Advisor S
Entities connected to both Deutsche Bank and the Options Clearing Corporation Disclosure Document

Jeffrey Epstein
PERSON
Julie K. Brown
PERSONDeutsche Bank Alex. Brown
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONAlex Brown
ORGANIZATION
Tazia Smith
PERSONHarry Beller
PERSON
Eric Holder
PERSON
Samantha Power
PERSONBank Alex. Brown
ORGANIZATION
New York City
LOCATION
John Brennan
PERSON
St Thomas
LOCATION
New York
LOCATIONJeanne Brennan
PERSONAlex. Brown
PERSONDeutsch
PERSON
Exchange
ORGANIZATIONGeneral Information Concerning Option Trading
ORGANIZATIONOwner Information
ORGANIZATION