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zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS
2 mentions1 same-page
Page ?Same page
zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS
2 mentions1 same-page
Page ?Same page
zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS
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Mutual Connections (127)
Entities connected to both the U.S. Department of Labor and Massachusetts Securities Division
United States
LOCATION26 w/ the·4 w/ Massachusetts
Department of Justice
ORGANIZATION18 w/ the·5 w/ Massachusetts
the Securities and Exchange Commission
ORGANIZATION8 w/ the·6 w/ Massachusetts
New York
LOCATION10 w/ the·3 w/ Massachusetts
Ghislaine Maxwell
PERSON8 w/ the·4 w/ Massachusetts
Federal Reserve
ORGANIZATION6 w/ the·5 w/ Massachusetts
Cayman
LOCATION8 w/ the·3 w/ Massachusetts
Internal Revenue Service
ORGANIZATION5 w/ the·6 w/ Massachusetts
Marc Rich
PERSON7 w/ the·3 w/ Massachusetts
Fannie Mae
ORGANIZATION5 w/ the·5 w/ Massachusetts
UBS AG
ORGANIZATION5 w/ the·5 w/ Massachusetts
New Hampshire
LOCATION4 w/ the·6 w/ Massachusetts
Samantha Power
PERSON6 w/ the·4 w/ Massachusetts
UBS Securities LLC
ORGANIZATION4 w/ the·6 w/ Massachusetts
the North American Securities Administrators Association
ORGANIZATION3 w/ the·6 w/ Massachusetts
Cease & Desist
ORGANIZATION3 w/ the·6 w/ Massachusetts
New York State
LOCATION3 w/ the·6 w/ Massachusetts
Dept. of
ORGANIZATION3 w/ the·6 w/ Massachusetts
Lehman Structured Products
ORGANIZATION3 w/ the·6 w/ Massachusetts
Lehman
ORGANIZATION3 w/ the·6 w/ Massachusetts