Epstein Secrets

or New York, NY 10154 Office Cell E-Fax From: Joshua Shoshan/db/dbcom To: Caroline Kitidis/db/dbcom, Cc: Chip Packard/db/ Haig Ariyan/db/ Tazia Smith/db/IIII Iaquinta/db/dbcom Date: 01/21/2014 02:16 PM EFTA01478797 Subject: Re: Fw: KCP IOI: Santander IPO Classification: For internal use onl

ct: KCP IOI: Paylocity IPO fI From: Joshua Shoshan Date: Fri, 14 Mar 2014 To: Haig Ariyan < Cc: Caroline Kitidis Chip Packard Michael Iaquinta Tazia Smith < Vahe Stepanian Donald Summer < Classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KCP-clie

far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia (Embedded image moved to file: pic04771.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 6 Wealth Management 345 Park Avenue, 26th Floor New York, NY 101

the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. We expect a ra

ntial Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: Caroline Kitidis/db/dbcom To: Tazia smith/db/dbcom@DBAMERIcAs, cc: Paul morris/db/dbcomBOBAMERICAS Date:

s coverage Group Deutsche Bank Securities Inc. Private wealth management - Americas Private rvi office Cell E-Fax Original Message From: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: [C] classification: confidential Hi Josh - Let's circle up on this on Monday and s

ocated 50bps of the shares allocated to wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh Joshua shoshan

confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: Caroline Kitidis/db/dbcom To: Tazia Smith/db/dbcom@DBAMERICAS, Cc: Paul Morris/db/dbcomODBAMERICAS Date:

gement - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic cell E-Fax 646 808 3499 original message From: Tazia Smith sent: 12/13/2013 05:34 PM EST To: Joshua shoshan Subject: Fw: [C] classification: confidential Hi Josh - Let's circle up on this on Monday and s

ocated 50bps of the shares allocated to wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh Joshua Shoshan

] From: Joshua Shoshan Date: Tue, 25 Mar 2014 19:35:16 -0400 To: Haig Ariyan Cc: Caroline Kitidis Chip Packard Donald Summer Michael Iaquinta Tazia Smith < Vahe Stepanian Classification: For internal use only Thanks, Haig. Have a good evening, --Josh Joshua Shoshan Director Markets Coverage Group

Joshua Shoshan Sent: 03/25/2014 02:44 PM EDT To: Joshua Shoshan Cc: Caroline Kitidis; Chip Packard; Donald Summer; Haig Ariyan; Michael Iaquinta; Tazia Smith; Vahe Stepanian Subject: Epstein's IOIs for KING, NORD, TNET and CBSO [I] EFTA01478855 Classification: For internal use only Greetings, Haig. I

nd CBSO. It may be above 1000 for TNET (DB has noticeably bigger economics of 20%; in the other three deals, we are passive, with 7-8% economics). Mike Iaquinta would have final word, when he knows the actual numbers. KING and NORD allocate tomorrow morning. TNET is Thursday morning, and CBSA is Friday. Wh

far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia (Embedded image moved to file: pic24520.gif) Tazia Smith Director I Key Client Partners - US EFTA01478805 Deutsche Bank Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 26th Floor N

the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. We expect a ra

] From: Joshua Shoshan Date: Fri, 14 Mar 2014 18:17:33 -0400 To: Haig Ariyan Cc: Caroline Kitidis Chip Packard Donald Summer Michael Iaquinta Tazia Smith Vahe Stepanian Classification: For internal use only Thanks, Haig. Have a great weekend, Josh Joshua Shoshan Director Markets Coverage Group D

the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. We expect a ra

ar 2014 14:44:05 -0400 To: Joshua Shoshan < Cc: Caroline Kitidis < Chip Packard < Donald Summer < >, Haig Ariyan < >, Michael Iaquinta < >, Tazia Smith < >, Vahe Stepanian < Classification: For internal use only Greetings, Haig. I hope all is well. Tazia has entered IOI's for Mr. Epstein: 10,00

nd CBSO. It may be above 1000 for TNET (DB has noticeably bigger economics of 20%; in the other three deals, we are passive, with 7-8% economics). Mike Iaquinta would have final word, when he knows the actual numbers. KING and NORD allocate tomorrow morning. TNET is Thursday morning, and CBSA is Friday. Wh

e, 25 Mar 2014 17:26:18 -0400 To: Joshua Shoshan < Cc: Caroline Kitidis Chip Packard 1111.11§§§§§§§§§§§1k, Donald Summer < >, Michael Iaquinta Tazia Smith Vahe Stepanian < Classification: For internal use only Ok Original Message From: Joshua Shoshan Sent: 03/25/2014 02:44 PM EDT To: Joshua S

nd CBSO. It may be above 1000 for TNET (DB has noticeably bigger economics of 20%; in the other three deals, we are passive, with 7-8% economics). Mike Iaquinta would have final word, when he knows the actual numbers. KING and NORD allocate tomorrow morning. TNET is Thursday morning, and CBSA is Friday. Wh