From: Tazia Smith To: [email protected] Cc: Paul Morris < Subject: Santander IPO this week.... [C] Date: Tue, 21 Jan 2014 17:24:14 +0000 Inline-Images: unnamed; unnamed(1) Classification: Confidential Jeffrey - Please give me

rk, NY 10154 Offic Cell E-Fax I From: 'Caroline I To: 'Haig Chip I cc: 'Joshua I Date: 101/21/2014 01:20 PM I Subject: I IFw: KCP IoI: Santander IPO [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121970 CONFIDENTIAL SONY GM_00268154 EFTA01460599

(Embedded image moved to file: pic06101.gif) Forwarded b From: • • Date: 01/21/2014 12:36 PM Subject: KCP IOI: Santander IPO [I] on 01/21/2014 01:19 PM Classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please

han Sent: 1/21/2014 4:00:42 PM To: Joshua Shoshan CC: Caroline Kitidis Chip Packard Michael laquinta Tazia Smith Subject: Re: Fw: KCP 101: Santander IPO (I) Attachments: pic08281.gif; pic12339.gif; pit31107.gif; pic2S062.gif ; Haig Ariyan Classification: For internal use only Greetings. Tazia came

riyan/db/dbcom@DBAmericas, Chip Packard/db/dbcom008Americas, Cc: Joshua Shoshan/db/dbcom@D8Americas Date: 01/21/2014 01:20 PM Subject: Fw: KCP Santander IPO [I] classification: For internal use only Hi guys - See KCP allocation request for Santander. We have a Capital markets KCP client request for all

n/db/dbcom@OBAmericas, Chip Packard/db/dbcom@OBAmericas, Cc: Joshua Shoshan/db/dbcomBOBAmericas Date: 01/21/2014 01:20 PM Subject: Fw: KCP IOI: Santander IPO [I] classification: For internal use only Hi guys - See KCP allocation request for santander. we have a capital markets KCP client request for all

I Subject: I IKCP IOI: Santander IPO [I] classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please follow up with chip/Hai

From: Cc: Date: 01/21/2014 01:20 PM Subject: Fw: KCP IOI: Santander IPO [I] Classification: For internal use only Hi guys - See KCP allocation request for Santander. we have a Capital markets KCP client request for all

To: Cc: Date: 01/21/2014 04:00 PM Subject: Re: Fw: KCP IOI: Santander IPO [I] classification: For internal use only Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get a 50bps allocation off the

shan/db/ Cc: Caroline Kitidis/db/j Date: Shoshan/db/ 01/21/2014 04:03 PM , Chip Packard/db/ , Michael Iaquinta/db/ Subject: Re: Fw: KCP IOI: Santander IPO (I) Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. However, the requeste

aroline Kitidis/db. Michael Ia uinta db ISmith/db Chip Packard/db Tazia Joshua Shoshan/dal I Date: 101/21/2014 04:03 PM Subject: Fw: KCP IOI: Santander IPO (II EFTA01478801 Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. Howeve

inta/db/dbcom@DBAmericas, Tazia I ISmith/db/- dbcom@DBAMERICAS I Date: EFTA01478810 > 101/21/2014 04:03 PM > Subject: > IRe: Fw: KCP IOI: Santander IPO [I] > Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. However, the requ