Document Mentions (3 shared documents)

EFTA00696511

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ement 345 Park Avenue, 10154.0004 New York. NY. USA EFTA00696511 Tell Email From: Richard Kahn [manta Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith < > Cc: Stewart Old ieId Vahe Stepanian < Matt Glassman Delores Rubin ica Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth Rich

: Delores Rubin • Date: May 23, 2017 at 7:42:17 AM EDT To: Richard Kahn st Cc: Stewart OldfieId Subject: RE: Rothschild ICI Hello Richard, > , Tazia Smith , Vahe Stepanian , Matt Glassman Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our tea

New York, NY 10022 Phone Fax Cell Begin forwarded message: From: Delores Rubin • Date: May 23, 2017 at 7:42:17 AM EDT To: Richard Kahn st Cc: Stewart OldfieId Subject: RE: Rothschild ICI Hello Richard, > , Tazia Smith , Vahe Stepanian , Matt Glassman Sorry for the delayed response. I am one of the DB

EFTA01380352

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Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith Stewart OldfieId ; Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078750 CONFIDENTIAL SDNY_GM_00224934 EFTA01380352

anagement 345 Park Avenue 10154.0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith Stewart OldfieId ; Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078750 CONFIDENTIAL SDNY_GM_00224934 EFTA01380352

EFTA01369768

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(as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cel From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart OldfieId; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild

about working smaller size. Speak Soon, Tazia Cel From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart OldfieId; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Rich - Just tried callin ou. Please call Delores directly if you have follow through o