Epstein Secrets

icate type of busbess, countries of major acUvales, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1960. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of dents with more t

nto Southern Financial MC. MI of his clients were anonymous went for the very wealthy businessman Leslie Wexner. Hs wealth has come from hIs days at Bear Stearns and his financial management firms Estimated Annual Income($): 10,030,030.03 Estimated amount of investable assets($): $50 MM - 100 MM frannated

isk CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SONY-N/02619 EFTA_00016093 EFTA00166845 KYC Print Page 14 of 16 coumrins? I. Corporate Documentation Attached (Legal Entitles Only) RI Yes • No • Not Applkable I Undisclosed Principal Form Complete (Intennedisnes Only) O yes • No I Not Appkable K. U LexisiNexis Search Result

pstein taught caktrus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C Greenberg, chairman of Bear Steams. In 1976, Epstein stated work as an options trader at Beat Stearns where he waked in the special products division, advising high-net-worth dents on

n from 1973 to 1975. Among his students was a son of Alan C Greenberg, chairman of Bear Steams. In 1976, Epstein stated work as an options trader at Beat Stearns where he waked in the special products division, advising high-net-worth dents on tax strategies. Proving successful in his financial career, in 198

Control (OFAC)? H. financial Does the client or related party have any or other association/ interactions within high risk • Yesm No countries? I. Corporate Documentation Attached (Legal Entitles Only) 0 Yes O No O NM Applicable 3. Unosclosed Principal Form Complete (Intermediaries Only) O Yes O No Ed NM Applicable K. If Le:OS/Necks Search Resu

from 1973 to 1975. Among his students was a son of Man C. Greenberg, chairman of Bear Stearns. In 1976, Epstein starts work as an options trader at Bear Steams where he worked in the special product &Son, advising high-net-worth clients on tax strategies. Proving successful In his financial career, in 1980

ets Control (OFAC)? H. Does the dient or related party have any financial or other association) Interactions vdthln Ngh risk O yes 0 No countries? I. Corporate Documentation Attached (Legal Entitles Only) 52 Yes O No O Not Applicable 3. Undisclosed Principal Form Complete (Intermediaries Only) • Yes O No S Not Applicable K. If Lees/Nods Search R

the US Virgin Islands. All of hi clients were anonymous except for the very wealthy businessman Leslie Wexner. /Os wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income(S): 10,000,000.00 Estimated amount of investable assets(S): 550 WI • 100 MM Estimate

of Control (OFACP H. Does the client or related party have any fnancial 04 other association/ interactions within high risk Dyes 2 No countries? I. Corporate Documentation Attached (Legal Entitles Only) El Yes O No ONot Applicable J. Undisclosed Principal ram Complete (Intermediaries Only) O Yes O No @Not Applicable K. If Leas/Nals Search Resul

Southern Financial LLC. Al of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income 10000,000.00 Estimated amount of investable assets($): $50 MM • 100 MM ($): Estimat

... 7/3/2015 CONFIDENTIAL - PU RS FED. R ' DB-SONY-0019558 EFTA_00 I 67304 EFTA01295577 KYC Print Page 11O113 within high risk countries? I. Corporate Documentation Attached (Legal Entitles Only) F yes F No F Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) r Yes r No F Not Applicable K. If Lexis/Nexis Search Re