Epstein Secrets

southern Allan( lal U.C. Al of his clients were anonymous except for the very wealthy businessman taste Werner. HP wealth has con* from his days at Bear Stearns and his financial management firms Estimated Annual Income(1): 10,000,000.00 Estimated amount of investable assets()): 350 MM - 100 MM I stimate

ship Name EPSTEIN, JEFFREY RELATIONSHIP qira Rating Comments: Booking Center 12I NY NY/Offshore El offshore VI Moderate isk CA CLI High Risk Jacqueline Lightbody (Complianc Signature) 0 08 Employee 0 DB Managed PIC 0 DB is Trustee/Co-Trustee 0 Bearer Shares 4. Attadunenb A. Type of Photo ID Provided 0

te type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own finandal management firm, J. Epstein & Co., managng the assets of clients with more t

n Ft. Biggar 2:24:2014 Regional Office Director (Signature) AML Business Risk: (Signature) A141. Compliance: Gwen Hill ortaio Janice Franklin Jacqueline Lightbody (Signature) Gwen Hill ci/bfo Janice Franklin Jacqueline LigMbody 3/14/2014 3/14/2014 LATAM/IRIERNATIONAL APPROVALS Client Facing Professional

outhern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Werner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income 10,000,000.00 Estimated amount of investable assets(S): $50 MM • 100 MM (S): Estima

Brian M. Biggar ;Signature) 3nan M. Biggar 10/23/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Jance Franklin (Signature) Jacqueline Lightbody Jance Franklin 10/25/2013 10/28/2013 LATAM /INTERNATIONAL APPROVALS Client Facing Professiona

cate type of business, counties of major activities, important business partner.) Epstein began his financial career In 1976 as an cottons trader at Bear Steams and became a partnen n 1980. In 1982 Epstein founded his own financial management firm, I. Epstein & Co., managing the assets of clients with more t

/5/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Ughtbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 9/10/2013 9/10/2013 LAVA/I/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature)

ate type of business, countries of major activities, important business partners.) Epstein began hi financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded Ns own financial management film J. Epstein & Co., managing the assets of clients with more t

ar 1W3/2013 Regional Office Director 'Signature) AML Business Risk: (Signature) AK ConyIon< l' Jacqueline lightbody Andrew Kisz (Signature) Jacqueline Lightbody Andrew Krsz 1/23/2011 1/23/2014 LATAM /INTERNATIONAL APPROVALS Cbent Facing Professional (CEP): (Signature) Account Manager: (Signature) Glo

dicate type of business, countries of mayor activities, Mportant business partners.) Epstein begs his financial career in 1976 as an options trader *Bear Steams and became a partneri n 1980. In 1982, Epstein founded his awn finance] management firm, 3. Epstein 8 Co., managing the assets of clients with more

gar (Signature) Arian M. Biggar 10/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. Janice Rankin Jacqueline Lightbody (Signature) Janice Franidn Jacqueline L•ghttody 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signat

cate type of business, counties of major activities. important business partners.) Epstein began It financial career in 1976 as an options trader at Bear Steams and became a partners n 1980. In 1982, Epstein founded his own financial management firm, 3. Epstein & Co., managing the assets of dents with more t

Brian M. Biggar (Signature) Brian M. Biggar 10/23/200 Regional Orrice Director (Signature) AFIL Business Risk, (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Ughtbody Janice Franklin 11/8/3013 11/e/2013 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional

ate type of business, countries of mayor activities, inportant business partners.) Epstein beg. his financial career in 1976 as an options trader at Bear Steams and became a panned n 1980. In 1982, Epstein founded his awn financial management firm, 3. Epstein & Co., managing the assets of clients with more t

NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted,/ (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager. (Signature) Global Market Te

ate type of business, countries of major activities. important business partners.) Epstein began It financial career in 1976 as an options trader at Bear Steams and became a partners n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more

) MIL Business Risk: (Signature) MIL Compliance: Gwen Hill orb/o Janke Franldin Jacqueline Ughtbaty (*imbue) Gwen Hill ortalo Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facile Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te

ate type of business, countries of major activities. important business partners.) Epstein began hi financial career in 1976 as an options trader at Bear Steams and became a partners n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more

APR Business Risk: (Signature) AelL Compliance: Gwen Hill o/b/o Janke Franldin Jacqueline ughtbody (*imbue) Gwen Hill ortalo Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facile Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te