Epstein Secrets

n Storch re Election/Consent Forms 10. Arbitration Correspondence from Stacy E. Yeung II. Joint Ltr Re Extension until Sept. 16 Submitted by FINRA (Bear Steams arbitration re Spector) FTC BEAR STEARNS LITIGATION III WORKING FILE Bear Stearns 1. Correspondence 2. FTC Customer Agreement 3. Customer Agre

ar Stearns Settlement Class Action/MDL Complaint EFTA00300523 Bear Stearns Arbitration (Harry Susman)(Finra Dispute Resolution. Inc)FTC & COUQ vs Bear Stearns & Warren Spector -Correspondence -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spec

lement Class Action/MDL Complaint EFTA00300523 Bear Stearns Arbitration (Harry Susman)(Finra Dispute Resolution. Inc)FTC & COUQ vs Bear Stearns & Warren Spector -Correspondence -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spector) Dec. 4, 20

n Storch re Election/Consent Forms 10. Arbitration Correspondence from Stacy E. Yeung II. Joint Ltr Re Extension until Sept. 16 Submitted by FINRA (Bear Steams arbitration re Spector) Caterpillar Trust and Butterfly Trust 1. Caterpillar Trust Agreement 2. Butterfly Trust Agreement 3. Butterfly Trust EIN

Representation for Buckeye, LLC 3. 1099-DIV for the RHREI Trust Bear Stearns Arbitration (Harry Susman)(Finra Dispute Resolution. Inc1FTC & COUQ vs Bear Stearns & Warren Spector -Correspondence EFTA00299924 -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear

ren Spector -Correspondence EFTA00299924 -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spector) Dec. 4, 2009 -Amended Statement of Answer (Dec. 4, 2009) -Finra Arbitration Submission Agreement -Susman Godfrey LLP Invoices -Arbitrators -Sig

es included providing investment advice to certain valuable Bear Stearns clients. One of those clients was Jeffrey Epstein. Mr. Epstein was a former Bear Steams partner and subsequently became a successful investor who invested substantial sums based on advice given by Bear Steams. Mr. Spector was responsibl

ct. 2. From 1993 to 2008, I was the Chief Executive Officer of The Bear Steams Companies. I also was Chairman of the Board from 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Companies from 2001 until August 2007. Mr. Spector was responsible for overseein

2009 Page 13 of 19 Financial Trust Company, Inc. vs. The Bear Stearns Companies Inc. Verified Complaint Page 13 quoting Schwartz as stating that Bear Stearns' 'balance sheet, liquidity, and capital remain strong". 51. On or about the weekend of March 14, 2008, J1' Morgan offered just $2.00 a share for Bea

ecutive Officer of Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' collapse in March, 2008. 10. Warren Spector ("Spector") was Co-President and Co-Chief Operating Officer of Bear Stearns from 2001 until August 2007. Spector was forced to resign these EFTA007

its, his investments with Bear Steams were also guided by the "assurances, advice and representations" of 'other executives at the highest levels of Bear Stearns' management" Am. St. Claim 11 19 (emphasis added). -5- EFTA00314494 on big-picture issues of strategy and growth. The day-to-day management and ove

aimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitration Procedure for Customer Disputes, Respondent Warren Spector, by his attorneys