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rnment at Harvard University. • John Novogratz, 45 Coined in 2009), is Millennium's Global Head of Capital Development and Investor Relations. Mr. Novogratz is responsible for the Capital Development and Investor Relations Department with a primary focus on building and developing new and current invest
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
hn Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations of the General Partner. Mr. Novogratz is responsible for the Marketing and Investor Relations Department with a primary focus on building and developing new and current investor relatio
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00002422 EFTA00237978 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
hn Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations of the General Partner. Mr. Novogratz is responsible for the Marketing and Investor Relations Department with a primary focus on building and developing new and current investor relatio
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00001369 EFTA00237015 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
Entities connected to both Novogratz and the Commodity Futures Trading Commission

United States
LOCATION
Ghislaine Maxwell
PERSONLehman
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
New York
LOCATION
Federal Reserve
ORGANIZATION
New York State
LOCATIONJohn Novogratz
PERSON
Goldman Sachs Asset Management
ORGANIZATIONMillennium USA LP
ORGANIZATION
JPMorgan Chase
ORGANIZATION
England
LOCATIONApplied Development
ORGANIZATION
Fortress Investment Group
ORGANIZATION
Millennium
ORGANIZATIONthe Monetary Authority of Singapore
ORGANIZATIONMillennium Capital Management (Singapore) Pte. Ltd.
ORGANIZATIONRaffles Place
ORGANIZATIONKeogh
ORGANIZATIONUOB Plaza 2
ORGANIZATION