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rnment at Harvard University. • John Novogratz, 45 Coined in 2009), is Millennium's Global Head of Capital Development and Investor Relations. Mr. Novogratz is responsible for the Capital Development and Investor Relations Department with a primary focus on building and developing new and current invest
d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
hn Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations of the General Partner. Mr. Novogratz is responsible for the Marketing and Investor Relations Department with a primary focus on building and developing new and current investor relatio
New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents
hn Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations of the General Partner. Mr. Novogratz is responsible for the Marketing and Investor Relations Department with a primary focus on building and developing new and current investor relatio
New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents
Entities connected to both Novogratz and New York State

Jeffrey Epstein
PERSON
New York
LOCATION
United States
LOCATION
New York City
LOCATION
Ghislaine Maxwell
PERSON
George W. Bush
PERSON
Donald Trump
PERSON
John F. Kennedy
PERSON
Prince Charles
PERSON
Marc Rich
PERSONthe State of New York
LOCATION
Oliver Stone
PERSON
Wilbur Ross
PERSON
United Kingdom
LOCATION
Michael Douglas
PERSON
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Tokyo
LOCATION
U.S. Treasury
ORGANIZATION
the Internal Revenue Service
ORGANIZATION