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n Employer ID No. 6"799192 Date 7 — S (f-(2 Signature of Officer. Partner. Trustee. Authonzed Party Date Prom Nameffnle Signature of Officer. Penner. Trustee. Authorized Party Date Print Name/Tole i7 CONFIDENTIAL 13AWM-0196 012145 032813 SDNY_GPil_00037908 CONFIDENTIAL - PURSUANT TO FED.
er of such right or any other right granted hereunder. DB51 retains the right to delegate to its agent, including its clearing agent. Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client. 2. Cash Account. DBSI will classify each Account as a c
have the discretion to determine which Securities and Other Property to apply for the purposes of the foregoing. With respect to the Pershing Lien, Pershing may, at any time and without prior notice, sell, transfer; release, exchange, settle or otherwise dispose of or deal with any or all Margin Coirater
, and the services rendered thereunder, are not io:ended to create a joint venture, partnership or other form of business organization of any kind. Pershing shall not be responsible or liable to Client for any aots or omissions of DBSI or its employees. Pershing does not provide investment advice, nor of
thorized P. Print Name/TifieJeffriT EPI/lein Signature of Officer. Partner. Trustee, Authorized Party Date Print Nameilltle Signature of Officer. Penner, Trustee. Authorized Party Dote Print Narnerrid• 13AWM.0196 .7 012145032813 SDNY_GM_00038201 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R.
er of such right or any other right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC (Pershing). one or more of ()BSI's rights or obligations under this Agreement without nodes to Client. 2. Cash Account. DOS! will classify each Accountas a ca
. and the services rendered thereunder, are not intended to create a joint venture, partnership or other form of business organization of any kind. Pershing shall not be responsible or liable to Client far any acts or omissions of D8SI or ifs employees. Pershing does not provide investment advice, nor of
have the discretion to determine which Securities and Other Property to apply for the purposes of the foregoing. With respect to the Pershing Lien, Pershing may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or deal with any or all Margin Collater
e tr,„1 1 19.4+;ti "Oft itust (///5/i; Signature of Officer. Partner, Trustee. Authorized Party .Date PtIM Name/Title Signature of Officer. Penner, Trustee. Authorized Party Date Print Nemafiltle 13-AWLS-Oise 7 012145.032813 SDNY_GM_00037856 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED R
er of such right or any other right granted hereunder. DBSI retains the right to delegate to Its agent. including its clearing agent, Pershing LLC (Pershing). one or more of DBSI's rights or obligations under this Agreement without notice to Client. 2. Cash Account. DBSI will classify each Account as a c
. and the services rendered thereunder, are not Intended to create a joint venture, partnership or other form of business organization of any kind. Pershing shall not be responsible or liable to Client for any acts or omissions of DBSI or its employees. Pershing does not provide Investment advice, nor of
ce 2007 DALIAN WED COMNARCATIONS EX( UL INC Owing tinge,. Peaking IIC.. Sally owned subsidiary el TIM &onkel New York Mellon Colnatim(N V meta) Penner; u.C...teter HlislatiAiN2PA-00C41883 DB-SDNY-0010707 EFTA_00158492 EFTA01290520 Money Market Fund Detail Dolt Activity Type Sweep Money Market
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY-0010705 EFTA_00I 58490 EFTA01290518 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or
Entities connected to both Penner and Pershing
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATIONthe Margin Account
ORGANIZATION
Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSONDEISI
ORGANIZATION
George W. Bush
PERSONClient and Deutsche Bank Securities Inc.
ORGANIZATION
Federal Reserve
ORGANIZATIONSouthern Trust Company
ORGANIZATION
Mao Zedong
PERSON
Samantha Power
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Larry Page
PERSON
Joi Ito
PERSONthe Federal Arbitration Act
ORGANIZATION