Epstein Secrets

Central System. Additional information and a copy of the Form SCH are available here. If you have any questions regarding this Alert, please contact Dan Viola at [email protected]. Sadis & Goldberg LLP Please feel free to discuss any aspect of this Alert with your regular Sadis & Goldberg contact whose

th your regular Sadis & Goldberg contact whose names and contact information are provided below. Alex Gelinas, 212.573.8159, [email protected] Daniel G. Viola, 212.573.8038, [email protected] Danielle Epstein-Day, 212.573.8416, [email protected] Douglas Hirsch, 212.573.6670, [email protected]

ww.bea.gov/surveys/respondent be10.htm EFTA00690205 If you have any questions concerning this Alert, please contact Regulatory Compliance partner Dan Viola at 212.573.8038 or Sadis & Goldberg LLP Please feel free to discuss any aspect of this Alert with your regular Sadis & Goldberg contact or with an

E ALERT May 31, 2015 BEA Extends BE-10 Survey Filing for New Filers to June 30, 2015 For further information about this Alert. please contact: Daniel G. Viola Please feel free to discuss any aspect of this Alert with your regular Sad is & Goldberg contact or with any of the partners whose names and conta

ust receive “at least a potential gain of a pecuniary or similarly valuable nature,” (continued on page 2) Status of the New DOL Fiduciary Rule BY DANIEL G. VIOLA Reprinted with permission of Hedgeweek The Department of Labor's (the “DOL’) new fiduciary ruling (the “Rule”) has created strife in the securities

pril 27, 2017. The event will take place at the Plaza Hotel, New York City. For more information, please go to: http://www.13dmonitorconference.com/ Dan Viola, Partner and head of the Regulatory and Compliance Group, will be speaking at the NCS Regulatory Compliance Conference on June 21, 2017 in Manalapan,