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faSadisGoldbers, Edited by Yelena Maltser « [email protected] S&G INVESTMENT MANAGER , SUPREME COURT REJECTS NEWMAN REQUIREMENT OF “PECUNIARY OR SIMILARLY VALUABLE” PERSONAL BENEFIT FO
Page: HOUSE_OVERSIGHT_019856 →ust receive “at least a potential gain of a pecuniary or similarly valuable nature,” (continued on page 2) Status of the New DOL Fiduciary Rule BY DANIEL G. VIOLA Reprinted with permission of Hedgeweek The Department of Labor's (the “DOL’) new fiduciary ruling (the “Rule”) has created strife in the securities
Page: HOUSE_OVERSIGHT_019856 →212.573.8412, [email protected] Steven Huttler, 212.573.8424, [email protected] Yehuda Braunstein, 212.573.8029, [email protected] Yelena Maltser, 212.573.8429, [email protected] If you would like copies of our other Alerts, please visit our website at www.sglawyers.com and choose "Librar
Page: HOUSE_OVERSIGHT_026666 →th your regular Sadis & Goldberg contact whose names and contact information are provided below. Alex Gelinas, 212.573.8159, [email protected] Daniel G. Viola, 212.573.8038, [email protected] Danielle Epstein-Day, 212.573.8416, [email protected] Douglas Hirsch, 212.573.6670, [email protected]
Page: HOUSE_OVERSIGHT_026666 →212.573.8412, [email protected] Steven Huttler, 212.573.8424, [email protected] Yehuda Braunstein, 212.573.8029, [email protected] Yelena Maltser, 212.573.8429, [email protected] If you would like copies of our other Alerts, please visit our website at www.sglawyers.com and choose "Librar
Page: HOUSE_OVERSIGHT_026784 →ith your regular Sadis & Goldberg contact whose names and contact information are provided below. Alex Gelinas, 212.573.8159, [email protected] Daniel G. Viola, 212.573.8038, [email protected] Danielle Epstein-Day, 212.573.8416, [email protected] Douglas Hirsch, 212.573.6670, [email protected]
Page: HOUSE_OVERSIGHT_026784 →212.573.8412, [email protected] Steven Huttler, 212.573.8424, [email protected] Yehuda Braunstein, 212.573.8029, [email protected] Yelena Maltser, 212.573.8429, [email protected] HOUSE_OVERSIGHT_026832 --- PAGE BREAK --- If you would like copies of our other Alerts, please visit our web
Page: HOUSE_OVERSIGHT_026832 →rg contact or with any of the partners, whose names and contact information are provided below. Alex Gelinas, 212.573.8159, [email protected] Daniel G. Viola, 212.573.8038, [email protected] Danielle Epstein-Day, 212.573.8416, [email protected] Douglas Hirsch, 212.573.6670, [email protected] E
Page: HOUSE_OVERSIGHT_026832 →an, John Araneo, Lance Friedle Mitchell Tara Paul Fasciano Ron S. Geffner, Sam Lieberma Steven Etkind, Steven Huttle L, Yehuda Braunstein, Yelena Maltser If you would like copies of our other Alerts, please visit our website at and choose "Library". The information contained herein was prepared by S
E ALERT May 31, 2015 BEA Extends BE-10 Survey Filing for New Filers to June 30, 2015 For further information about this Alert. please contact: Daniel G. Viola Please feel free to discuss any aspect of this Alert with your regular Sad is & Goldberg contact or with any of the partners whose names and conta
Ross. John Araneo, Mitchell Tara Paul Fasciano Ron S. Geffne Sam Lieberm. 16, EFTA00629698 Steven Etkind, 2 Steven Huttler, Yehuda Braunst Yelena Maltser, If you would like copies of our other Alerts, please visit our website at and choose "Library." The information contained herein was prepared by
nterest if an unincorporated business enterprise at any time during the reporting period. If you have any questions about the Alert, please contact Daniel G. Viola at or •The Advisers Act does not specify that any training session is necessary and therefore the date of which training should occur is not speci
John Araneo, Lance Friedler, Mitchell Taras, Paul Fasciano, Ron S. Geffner, Sam Lieberman, Steven Etkind, Steven Huttler, Yehuda Braunstein, Yelena Maltser, If you would like copies of our other Alerts, please visit our website at and choose "Library." The infomtation contained herein was prepared by
lert with your regular Sadis & Goldberg contact or with any of the partners, whose names and contact information are provided below. Alex Gelinas, Daniel G. Viola, Danielle Epstei Douglas Hirsch Erika Winkler, Jamie Kim, Jeffrey Goldberg Jennifer Ross John Araneo, Lance Friedler, Mitchell Taras, Paul
Entities connected to both Yelena Maltser and Daniel G. Viola

Sadis & Goldberg LLP
ORGANIZATION
Richard Kahn
PERSON
Jeffrey Epstein
PERSONAlex Gelinas
PERSONPaul Fasciano
PERSON
Steven Etkind
PERSONRon S. Geffner
PERSON
Yehuda Braunstein
PERSONErika Winkler
PERSONJennifer Rossan
PERSONJohn Araneo
PERSON
Steven Huttler
PERSON
Sam Lieberman
PERSON
Douglas Hirsch
PERSON
Jeffrey Goldberg
PERSON
Mitchell Taras
PERSON
George Mitchell
PERSON
Michael Douglas
PERSONJamie Kim
PERSON
Dan Viola
PERSON