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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
owned subsidiary of Millennium International Management. 11-83 CONFIDENTIAL UBSTERRAMAR00004086 EFTA00239418 FOR EXISTING INVESTOR USE ONLY • Millennium International Management LP ("Millennium International Management"). • Blue Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium International Management.
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
ral Partner, Millennium's principal related persons that act as investment managers and management companies and manage the Fund's capital are: • Millennium International Management LP ("Millennium International Management"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millenni
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
ral Partner, Millennium's principal related persons that act as investment managers and management companies and manage the Fund's capital are: • Millennium International Management LP ("Millennium International Management"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millenni
Entities connected to both Lehman and Millennium International Management LP

Ghislaine Maxwell
PERSON
United States
LOCATION
New York
LOCATION
JPMorgan Chase
ORGANIZATION
U.S. Treasury
ORGANIZATION
New York State
LOCATION
Tokyo
LOCATIONCayman
LOCATION
George W. Bush
PERSON
Malaysia
LOCATION
Mohammed bin Salman
PERSON
Wilbur Ross
PERSONMillennium USA LP
ORGANIZATION
England
LOCATION
Millennium
ORGANIZATIONthe Mutual Funds Law
ORGANIZATIONthe Cayman Islands Monetary Authority
ORGANIZATIONErnst & Young LLP
ORGANIZATIONthe Commodity Futures Trading Commission
ORGANIZATIONthe Non-USD Shares
ORGANIZATION