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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
as well as competition for investment and management talent. Millennium will attempt to mitigate such conflicts, under the ultimate supervision of the CLEO Committee or any successor body thereto, by making allocations and other judgments on a basis that it believes to be fair and reasonable under the circumstan
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
Entities connected to both Lehman and the CLEO Committee

Ghislaine Maxwell
PERSON
United States
LOCATION
New York
LOCATION
JPMorgan Chase
ORGANIZATION
U.S. Treasury
ORGANIZATION
New York State
LOCATION
Tokyo
LOCATIONCayman
LOCATION
George W. Bush
PERSON
Malaysia
LOCATION
Mohammed bin Salman
PERSON
Wilbur Ross
PERSONMillennium USA LP
ORGANIZATION
England
LOCATION
Millennium
ORGANIZATIONthe Mutual Funds Law
ORGANIZATIONthe Cayman Islands Monetary Authority
ORGANIZATIONErnst & Young LLP
ORGANIZATIONthe Commodity Futures Trading Commission
ORGANIZATIONthe Non-USD Shares
ORGANIZATION