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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
llennium International Management. • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
holly-owned subsidiary of Millennium International Management; ML281817-MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00002453 EFTA00238009 • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium
ss EE-II, FF-II, MM-II, NN-II, EE-III, FF-III, MM-III and NN-III interests, except that they will be affected by any gains or losses attributable to Lehman Exposure (as defined, and further discussed, below in this Appendix in "Treatment of Millennium USA's Exposure to Lehman Brothers Holdings Inc. and
LLC, a wholly-owned subsidiary of Millennium International Management; MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00001400 EFTA00237046 • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium
Entities connected to both Lehman and Capital Management LLC

Ghislaine Maxwell
PERSON
United States
LOCATION
New York
LOCATION
JPMorgan Chase
ORGANIZATION
New York State
LOCATION
Samantha Power
PERSON
U.S. Treasury
ORGANIZATION
Tokyo
LOCATION
George W. Bush
PERSONCayman
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
England
LOCATION
Wilbur Ross
PERSONMillennium USA LP
ORGANIZATION
Millennium
ORGANIZATION
Mohammed bin Salman
PERSON
Malaysia
LOCATIONthe Cayman Islands Monetary Authority
ORGANIZATIONErnst & Young LLP
ORGANIZATIONthe Non-USD Shares
ORGANIZATION