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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents t
follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
Entities connected to both Lehman and the Positive Basis

Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSON
Department of Justice
ORGANIZATION
New York
LOCATION
Samantha Power
PERSON
Federal Reserve
ORGANIZATION
UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
JPMorgan Chase
ORGANIZATION
New Hampshire
LOCATION
Internal Revenue Service
ORGANIZATION
New York State
LOCATION
Tokyo
LOCATIONCayman
LOCATIONUBS Securities LLC
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONDept. of
ORGANIZATIONLehman Structured Products
ORGANIZATION
Mohammed bin Salman
PERSON