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involved in all such transactions and the efforts described above were attributable to the wider whole 08 team rather than any individual within it Deutsche Asset 3 Wealth Menagemen€ 34 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109208 SDNY_GM_00255392 EFTA01452285
against December 2002. (2) Unfunded commitment to funds. industrial holdings and other strategic investments not included Note: Charles Smith and Carlo Pirzio-Biroli played a role alongside other DB colleagues in the transactions that contributed to the disposition of Deutsche Barks proprietary private equity por
Opportunities Fund IV, LP1 ("SOF IV" or the "Fund") is being formed by Glendower Capital ("GC"): • An independent secondary manager spun-off from Deutsche Asset Management in August 2017 • Fully owned by its partners who worked together for 15 years • Established 23-strong team with US$3 billion in total client asset
to the formation of Glendower, when the team were employees of Deutsche Bank. In evaluating the track record, each Recipient should note that (i) Carlo Pirzio-Biroli and Charles Smith have been permanent voting members of the SOF Funds investment committees since inception; (ii) Chi Cheung, Francesco Rigamonti
Opportunities Fund IV, LP1 ("SOF IV" or the "Fund") is being formed by Glendower Capital ("GC"): • An independent secondary manager spun-off from Deutsche Asset Management in August 2017 • Fully owned by its partners who worked together for 15 years • Established 23-strong team with US$3 billion in total client asset
to the formation of Glendower, when the team were employees of Deutsche Bank. In evaluating the track record, each Recipient should note that (i) Carlo Pirzio-Biroli and Charles Smith have been permanent voting members of the SOF Funds investment committees since inception; (ii) Chi Cheung, Francesco Rigamonti
Opportunities Fund IV, LP1 ("SOF IV" or the "Fund") is being formed by Glendower Capital ("GC"): • An independent secondary manager spun-off from Deutsche Asset Management in August 2017 • Fully owned by its partners who worked together for 15 years • Established 23-strong team with US$3 billion in total client asset
to the formation of Glendower, when the team were employees of Deutsche Bank. In evaluating the track record, each Recipient should note that (i) Carlo Pirzio-Biroli and Charles Smith have been permanent voting members of the SOF Funds investment committees since inception; (ii) Chi Cheung, Francesco Rigamonti
Opportunities Fund IV, LP1 ("SOF IV" or the "Fund") is being formed by Glendower Capital ("GC"): • An independent secondary manager spun-off from Deutsche Asset Management in August 2017 • Fully owned by its partners who worked together for 15 years • Established 23-strong team with US$3 billion in total client asset
to the formation of Glendower, when the team were employees of Deutsche Bank. In evaluating the track record, each Recipient should note that (i) Carlo Pirzio-Biroli and Charles Smith have been permanent voting members of the SOF Funds investment committees since inception; (ii) Chi Cheung, Francesco Rigamonti
Entities connected to both Deutsche Asset & Wealth Management and Carlo Pirzio-Biroli
Deutsche Bank Securities Inc.
ORGANIZATIONGlendower Capital
ORGANIZATIONGlendower
LOCATIONSOF IV
ORGANIZATION
Deutsche Bank
ORGANIZATION
Prince Andrew
PERSON
Prince Charles
PERSON
United States
LOCATIONAdam Graev
PERSONCharles Smith
PERSONthe SOF Program
ORGANIZATION
Credit Suisse
ORGANIZATIONChi Cheung
PERSONSOF Team
ORGANIZATION
United Kingdom
LOCATIONCredit Suisse Asset Management Limited
ORGANIZATIONthe Glendower SOF Team's
ORGANIZATION
Financial Services
ORGANIZATIONJoshua C. Glaser
PERSONCambridge Associates'
ORGANIZATION