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Financial •1. corn> Just following up. Please confirm whether DB received 78,709 shares of JPm Value Advantage Fund (JvAIx) and 49,505 shares of JPM Latin America (JLTsx) for the account of Southern Financial LLC thanks Harry CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029268 CONFIDENTIAL S
From: Sent: To: Subject: Attachments Amanda Kirby 10/21/2013 3:04:55 PM Lisa D Hurd I Fw: Southern Financial [If pic08490.gif; pic30388.gif classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out
ern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350918
Fax • Email (Embedded image moved to file: pic18487.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out to JPM on Friday to let the
ern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350901
. Fax Emai (Embedded image moved to file: pic00373.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial (I] Classification: For internal use only Hi Lisa, Did account# receive the below 2 positions? I know you reached out to JPM on Friday to let th
EFTA01350922 Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350923
(Embedded image moved to file: pic31692.gif) From: Amanda Kirby/db/dbcom EFTA01350921 To: Lisa D Hurd/db Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Did accountIIIIIIIIIIIreceive the below 2 positions? I know you reached out to JPM on Friday t
ern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350904
bedded image moved to file: pic16313.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/dbcom@DBAmericas, Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out to JPM on Fri ay to et them
ern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350937
bedded image moved to file: pic30000.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/dbcom@DBAmericas, Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Did account4IIIIIIIIIreceive the below 2 positions? I know you reached out to JPM on Friday to
ern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks EFTA01350930 Harry EFTA01350931
Fax Email (Embedded image moved to file: pic02810.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] EFTA01350929 Classification: For internal use only Hi Lisa, Did accounts receive the below 2 positions? I know you reached out to JPM on F
Entities connected to both Latin America and Fw: Southern Financial

Baltimore
LOCATIONDeutsche Bank Trust Company Americas
ORGANIZATIONJVAIX
ORGANIZATIONLisa D Hurd
PERSONHarry Beller
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONJPM Value Advantage Fund
ORGANIZATIONAmanda Kirby
PERSONSouthern Fin
LOCATIONAmanda
PERSON