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1590809 Amanda Ens J.P.Morgan 1 Global investment Opportunities Group 40 W 57th Street, 33rd Floor, New York, NY 10019 T: F: 1M: From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM ID: 036110073385230 DATE: 10/07/2011 20:35:00 Page 1 of 2 DID: CSID: INDEX1: INDEX2: Oct-0 7-2 011 0 4
krutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*91H*FINANCIAL TRUST COMP Importance: High Team: Market move in th
oor, New York, NY 10019 tY\ ti"--c5c,rl CALLS .\"\:i Cr-ice T: (6, (1D3 (k C.:tt cub 00i pr L 0,1-1.a,oe)tv-e5to.2 /NI 600N.e:, From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM To: Barrett, Paul S; Morris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amand
PMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes, William; Htoon, Wei Action Required - REG T FED/HOUSE CALL - 242 COMP Team: Market move in the account yesterday generated this Federal/House call as noted belo
ey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686
2 Swetra, Gina M From: Giuffrida, David 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Bar
argin to cover this margin call? nsko_;cA-r oft-% 79mo fs4rac Preiere NY\ or G 1.(Arh Coce, PIFIC IC-44 PY C Alo,rneL -‘t Co From: Kumar, B.B. Sent Thursday, October 06, 2011 12:06 PM To: Barrett, Paul 5; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda
ukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 17*91H*FINANCIAL TRUST COMP Importance: High Team: Market move in the account
acey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 25* 91H*FINA
wetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barre
call. Thanks David J. Giuffrida J P Morgan I Global Invnrment Opp°, .0ntbes Group 40 West 57th Street, Hoot 33 New Yo NY 10319 F From: Kumar, B.B. Sent Thursday, September 29, 2011 10:15 AM To: Barret, Paul 5; Morris, Pau V; Gliffrlda, David 3; 3aron, Stephen P; Weissend, Renee E Ca Siankar,
Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar, B B , Barrett
Entities connected to both B.B. and Htoon

Stephen Hawking
PERSON
Kumar
PERSONGiuffrida
PERSON
Michael Wolff
PERSON
Baron
PERSONStacey
PERSONPaul V. Morris
PERSONBookman
ORGANIZATIONJosh Morrissey
PERSONSylvester
PERSONJPMS Credit
ORGANIZATIONHsiao
PERSONBarrett
PERSONRenee E
PERSON
Janet
PERSONSukrutha
LOCATION
Dennis
PERSONAmanda
PERSONPrivate Banking Risk Management
ORGANIZATIONJonathan Adwar
PERSON