Epstein Secrets

Exchanges. -- I understand that if found in violation ol either the position lime or the exercise limit I may be suoject to sanctions imposed by the Exchange involved and that these sanctions may Mande liquidation of It e Preteens in la0 atlon. 3. I understand that Deutsche Bank Alex Brown hes males whi

00038825 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_00 149434 EFTA01283127 t. Risks. Prohibitions end General Information Concerning Option Trading I understand that options transactions invoke a high degree of risk and offer no guarantee of gain or assurance against ioss Accordingly. d understa

ent shell apply to all option orders for 'near account, rather or not such orders am executed. 6 Understand that options may be teen on one or more Exchange and that a no Exchange is speceed by me. Deutsche Bank Dec Brown a use as chadion in muting my Orthrta/, 1 thereby authorize you in vow sole *scr

Y_GM_00038742 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001566 EFTA_00149351 EFTA01283070 Disks, TtrOhibiliont and General Information Concerning Option Trading understand that options transactions involve a high dowse of risk std offer no guarantee of gain er atsuraa against las. Accordingly, I weestand tha

e Facharen: J. — I molests@ that it found in violation ol either the position Snit for Inc exorcise lint I may be impel to sanctions imposed oy the Exchange inverven and dirt these sanction may include epeckstion of the positions in violation. 3 I understand that Done@ Bank Alex. Brown has pokes which

1) SONY W87 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611 EFTA_00149396 EFTA01283089 Risks, Prohibitions and General Information Concerning Option Trading I understand the options uunsactions invoke a high dunce of nsk and oiler no guarantee of gain or assurance aganst loss. Artordingly. I understand t

de Exchanges. — I understand that a found in violation of either the petition kme or the exercise limit I may be outset to sanctions imposed by the Exchange involved and that these sanctions may oxhide fiquidaben of to camilloos n vie man 3 I understand that Deutsche Clank Alex Brown het pokoies which

ta Min 00640a °Mit CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_000 15 1 23 EFTA00165901 4. Risks, PCOhit/ItiOnS and General Information Concerning Option Trading I understand ttgd options transactions invcthe a high degree of risk and otter no guarantee of gain or eleuranCe against loss Accordingly. I underst

Eichenges. — I unbent:end that if loud in violation of either the position limit or the exercise limit I may be subsea to sanctions imposed by the Exchange involved and that these sanctions may include liquidation of the positions in violation. 3. I understand that Deutsonc Back Alex. Brows has polici

14 (05f11) 001404.05 to 1 i CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Iplat9A111156 EFTA_00020026 EFTA00169753 Risks, Prohibitions and General Information Concerning Option Trading I wierstand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I underst

xchanges. — I understand that if found in violation of either the position limit or the exercise limit I may be subject to sanctions imposed by the Exchange involved and that these sanctions may include liquidation of the positions in violation. 3 I understand that Deutsche Bank Alex. Brown has polici

Uncovered Call Writing DATE Comments: 09-PWM-0127 OM 14 (05/11) 006404.051011 FOROPTIONDEPT. TOCOMPLETE EFTA01467745 Risks, Prohibitions and General Information Concerning Option Trading I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I unde

xchanges. • I understand that if found in violation of either the position limit or the exercise limit I may be subject to sanctions imposed by the Exchange involved and that these sanctions may include liquidation of the positions in violation. WfA18976$ 010721.051018 Page 3 of 4 CONFIDENTIAL - PURSUA

C Purchasing Options D Option Spreads 0 Uncovered Put Writing C Uncovered Call Wilting ROSFP Date Comment& r _ _ _ _ Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc

d by the Exchanges understand that If found in deletion of ether the pardon emit fir the exorcise knit I may be subtext to sanctions imposed by the Exchange involved and that these sanctions may include liquidatiOn of the positions in violation. 3. I understand get Deutsche Bank Nee Brown has policies

Risks,'Prohibitions and General Information Concerning Option Trading I understand that opttns transactions involve a high degree of risk and offer no guarantee of gain or assured* against loss. Accordingly, I understa

xchanges. • I understand that If found in violation of either the position limit or the exercise limit I may be subject to sanctions imposed by the Exchange involved and that these sanctions may include liquidation of the positions in violation. Wtt18970 010721.C61018 CONFIDENTIAL - PURSUANT TO FED. R.

ing i__ Purchasing Options I..1 Option Spreads Q Uncovered Put Writino C: Uncovered Call Writin9 ROSrP Date Comments: Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc

xchanges. • I understand that If found in violation of either the position limit or the exercise limit I may be subject to sanctions imposed by the Exchange involved and that these sanctions may include liquidation of the positions in violation. Wtt18970 010721.C61018 CONFIDENTIAL - PURSUANT TO FED. R.

Writing i__ Purchasing Options Option Spreads Q Uncovered Put Writino C: Uncovered Call Writin9 ROSrP Date Comments: Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc