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e Facharen: J. — I molests@ that it found in violation ol either the position Snit for Inc exorcise lint I may be impel to sanctions imposed oy the Exchange inverven and dirt these sanction may include epeckstion of the positions in violation. 3 I understand that Done@ Bank Alex. Brown has pokes which
info such undMying casual yon the netace of INC Wen emit.) uncovered (neer einem, I risk substantial winl ___tel "IS it and lo the tudent that the Markel pre.) of the underlying security increases abeve the strike price - of a call or decreases below the strike price or If an exercise is assigned to
te iniestment trust amities) and sem tired attests are grossly ashy ificaed Cretan aructirod products have not been registered with the (*wain and Exchange Cernrnssial or under any nate sautes laws. We amide estimated yobs for private nueritilynt securities and structured products for niorrnat crud ;
tanner fee. UBS Sweep Options 1165 offers options for weang cash balances to bale depose accounts al non-aff diked bats ad a ligned banks, money Markel mutual f unds (Money Fuld) ad ** Henan:nal Dena Arran (DA) fa cuttanort will al International Won Management Accost Deposer account al UB5 Bak US
and real estate meanest trosi sautes) and %kited maxis at 'meant WO/ 21µd. CertanetrurotedtrocloCIS hare not been raattileaa wen the Secure*: and Exchange Commas:nor under any no eacathee laws We Aron t earnmed vaLet for angle nonAmant secures and crultred palacts la nil:matinee Moors onV Accuracy *
be sullen toa &redo, her OAS Swap Oplkat CBS often aeons fa weepeo cash Winn to bat does,' *copra at eknelluted bats and attired bares and money Markel (Null firth (Money heti). Oopxe accant at LOS Bare LISA and no aft Arad bent, pailepthg n the UBS PDC :nand Program ater0C-nosal n accordance pee
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