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atement LEIS Fiuncial Senates ix. (the F im or UBS Roark! Sykes). is a merrter of all orincitol wady, cannodty and cptira exchanges. LES Ft-encial Seneca and U3S Bank USA we rdrect sutokiares of LES AG and affiliates of LES Stositin U.C. lhe Fim's I hancial statement is available upon repast The Fin
stnbution issuer lend to modems we aura our Alfas "Rave reverse Sharing Parrots born distributors ardor athisors of the mAal funds that we sell. Theseamounts are based on two deferent COMPOnentf- tiv amant ol sale, by UBS des partkula mutual fund I amiki to our clingy and CO the asset value of a partic
tieetlilartOr Prsoction Act (WA). • If the finrcal nstitution on the top left of Be frail of this gatemen is not LEE Ft-lancet Sources. LES Peens' Seneca carries you- accost as clearing taker by antegerront yea the intend intlitutiXt We Wormed you of fit Manionsh0 wan you opened this axon. h this ca
tribution ol caul lull to our c lent we ancke our AIMS 'Fairs tovomo thing payment from,, de:tauten coda adriscrs of the nagl funds that we sell. Theseamounts are based on two <Merril CCOP:nentt- amount al alto by UBS of a partkule mutual fund famiy to our clients, and CO the asset value of a particuLr
n ei «oared bom thrd pains aid an «oozy t rol gunned wier Mil lends may eon WW1 could ilea yell complete 'Mama Ion wi beprovided open r•Cuellt . Seneca!». of deposit (CDs) (Os are MC nand up» $293.000 n pampa and Sound ntereat pos deponor and per ~Meg ',natant.. n aXtrd-inot with tfrt: nibs • ~o
distribution of radial lards to trams we new our ant 'et" revenue *wing payment from distributors odor adviscrs of the mural funds that we sell. Theseamounts are bated on two different COM:Onentt- 0 the amantol sake by UBS of a partkula mutual fund I ami& to our climb and C) the asset valued a partiot m
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