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ince 2007 DANIAR MEW COMMUNICATIONS EXCELLENCE Clawing through Pealing LLc a wholeevnted setnicliacy of Me Bask ether Yoh Mellon CeeptrattonOINY Mellon) Pet 'hex RC. nxennn iteReAR4VELGOA-00047146 DB-SDNY-0009970 EFTA_00 157755 EFTA01290015 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Por
tilent Clewing through Pagel% 11C•aapronwel (very Year Since 2007 utak:limy of The Make/ Mew WA Meta DALIAR RATED COMMUNICATIONS Carpotabon(•tlY Mellon) LXCILLINCI PenhnxlIC. mere.. FtratA.SCVVELGM—00047142 DB-SDNY-0009966 EFrA_0015775 I EFTA01290011 Important Information and Disclosures (cont
ient Every Yet Since 2007 DALBAR RATIO COMMUNICATIONS ()tallMCC Clams through Fenian LLC **bay ems .Mawr a The Mak a New Yoh Mellon CarpontIon (OM Mellon) Per Ow 11.C.rnnter iirreA.WANLGM_00047139 DB-SONY-0009963 EFrA_00 157748 EFTA01290008 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Activit
Ram timilent fray Year Since 2007 OMAR MITO COMMUNICATIONS EXCULINCI Clewing Heater Pashas LC. • k•A•ti owned sobsidiary of TM Usk el Mew 'fort Mellon OnotatIon (MY Mellon) Per Oinx 11.C.rnet-to IthRA.%WiLka.GM-00346574 DB-SDNY-0009398 EFTA_00 I 57 I 83 EFTA01289546 Schedule of Realized Gains
ery Year Since 2007 DALIAR RATED COMMUIIICATIONS LXCILLINCI Clewing *roar Pate, IIC a wiepreved subsidiary a The Mak a New Yak Meta CarpotatIon (OM Mellon) P U.C.ertn—bn FilislAVVVELGM-00046577 DE1-SDNY-0009401 EFTA_00 157186 EFTA01289549 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transact
tATED COMMUNICATIONS EXCLISINCI Page 6 of 3' Clewing through Penleve LLC, a ~y owned sotaidiary of The Bank a New York Mellon CarporatIon (lily Mellon) Perin .n.‘ RC. rent-to ftt..4"..glkia.GM- 00046671 DB-SDNY-0009495 EFTA 00157280 EFTA01289643 Deutsche Bank P.O Box 1776, Baltimore, MD 21203
Every Year Since 2007 DALIARIATEDCOMMUNICATIONS LC:WINCE Charing through Pealing11C • Say ogrnai setaklan of The Mak a New Yon Melba Corpont$ on OM Mellon) Peribitte LC. avert. Finits...WKa9m—00046690 DB-SDNY-0009514 EFTA_00 157299 EFTA01289662 Transactions by Type of Activity (continued) Proms'
001 DAL/AR RATED COMUNICAD0NS autistic( Cloning through Per stars 1.1.C. • Sbany owned stinicliary of **Barka New Yowl( Mellon Corporation (IINY Mellon) Pershing Lit...sends FRIRA.E*PriliteM_00046336 DB-SDNY-0009160 EFTA_00 156945 EFTA01289308 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 P
r Sect 20O1 DALBAR RATED COMMUNICATORS acittuta Cleating VVOUgh Pershing LUC a Sbany owned stinithory of the Bark of New Yak Mellon Corporation (OM Mellon) AW m_00046366 Ptrshinellf. mat. FINRA. Sit! DB-SDNY-0009190 EFTA_00 156975 EFTA01289338 Portfolio Holdings (continued) DateAcquired Quant
Entities connected to both Mellon and OM Mellon
Pershing
LOCATION
Ghislaine Maxwell
PERSONInterest - U.S. DOLLARS
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONThe European Central Bank
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Mao Zedong
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION