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Yaw Since 2007 DALIIM WED commumcmithsts EXCClLEnxC On engem Patti IIC. a %bony (peened subsidiary or The Bonk of New York Mellon CA•Watim (MY Mellon) anllv a a. aaa . Penme• MC. nwran 1- 1.20.4—UOUgo"4 DB-SONY-OO11758 EFTA_OO I 59543 EFTA01291187 For Your Information The European Central B
AVE- 3R0 FL NEW YORK NY 13017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 N40-024950 A 130272 CCSF3O00 25 NFIDO. AL- Med hr llent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATIONS EXCLUENCIE Owing through ewes PIC. • Sally owned subsidiary SIM brat a New Y
very Vex Since 2007 DALIAN MI ED COMMUNCATICNS EXCULEMCI Owing tlwonethnling PIC a Sally owned subsidiary o1 The Unit a1 New York Melba CAS (MY Mellon) CCFMy Penne. 4C.meat« Filitallaom_00047828 DB-SDNY-0010652 EFTA_00158437 EFTA01290465 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfo
partment, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 8 Account Numbeici CO SS1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO. L Rated hernent Every Vox Sine 2007 DAUM, MUD COMMUMCATICMS (MUM( Owing Sae. hakes1SC a wholly owned 'Meer/ of The Bank of New York Mellon em
Yes, Since 2007 DALIAR RATIO COMMUNCATCNS EXCILLINCI Clare...through kohl% LC. a vilay evened se:oldie,' a The Mak a New Yak Meta Carponban(IINY Mellon) Per Oita LI.C.menter FINIIAAR4VOM_00046488 DEMSDNY-0009312 EFTA_00157097 EFTA01289460 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income
ed decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number: Stetm CO Mene NFIDO' L-- Rated Eacellent trey Yew Since 2007 OMAR ItaTtO COMMUNICATIONS UMIAK E Clearing through Peaky LLC *lady evened sabtidiery of Me Melt a Ne
Ram timilent fray Year Since 2007 OMAR MITO COMMUNICATIONS EXCULINCI Clewing Heater Pashas LC. • k•A•ti owned sobsidiary of TM Usk el Mew 'fort Mellon OnotatIon (MY Mellon) Per Oinx 11.C.rnet-to IthRA.%WiLka.GM-00346574 DB-SDNY-0009398 EFTA_00 I 57 I 83 EFTA01289546 Schedule of Realized Gains
RIM. P. 6(e) 1,226,777.22 USD Edkaaled Yield Page 10 of 28 Account Numbed= 2:ci:c Rated Eacellent Clain/glamor Iambic I1C gala/ evened C 0 NFIDO' oriummanoccmwmAanom cmemmmomvilmeem mamma Per, ltC. mamba remeNittellaieGM—00046592 trey Year Since 2007 istaldlarg of Thalamic al Newercelt M
tATED COMMUNICATIONS EXCLISINCI Page 6 of 3' Clewing through Penleve LLC, a ~y owned sotaidiary of The Bank a New York Mellon CarporatIon (lily Mellon) Perin .n.‘ RC. rent-to ftt..4"..glkia.GM- 00046671 DB-SDNY-0009495 EFTA 00157280 EFTA01289643 Deutsche Bank P.O Box 1776, Baltimore, MD 21203
ty disposal, and this may be reported on the IRS Form 1099.8. Page 20 of 3' Account Number: CO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO =:I Rated Excellent (very Year Since 2007 DALBAR MTV) COMMUNICATONT EXCO.LINCI Clewing through PenhinlIC • Say °mai Meld's." of TM Usk el New
L-- Rated 4mM:on (Ivy YCO/ Since 2007 DAllIAR RA 110 COMMUNICATIONS EXCiLLINCI Orin not* Paulen (I a ~yawned istaldiary of TM Bank el New Yet Mellon exponglon (atly Mallon) Pereira 11.C. mere« IthRA.gaelYa.GM-00046240 DB-SDNY-0009064 EFTA_00 156849 EFTA01289212 Deutsche Bank P.O Box 1 7 76,
7.37 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO $302i6r530O 25 NFIDO. L Rated EXCIIiiefit (my Yew Same 2007 MAAR WM COMMUNICATIONS EXCILSOICE Page 1 of 34 °awns thsougt Neaten I.LC. atalayievaned WfrOdialy of The
Entities connected to both Mellon and NFIDO
Pershing
LOCATIONInterest - U.S. DOLLARS
ORGANIZATION
Ghislaine Maxwell
PERSONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONThe European Central Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSON
Mao Zedong
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION