4
Shared Docs
4
Same-Page
6 / 4
Mentions
, 2003 Agreement - relating to Zwirn's transition out of direct employment by Highbridge to serving as investment advisor of all of the Funds and a Highbridge managed account. See Harry Susman's brief Memo regarding this agreement which is attached. • As of January 1, 2004 Advisory Agreement, effectuatin
ii) retain brokers and borrow money on behalf of the Fund. • August 1, 2003 Agreement - relating to Zwirn's transition out of direct employment by Highbridge to serving as investment advisor of all of the Funds and a Highbridge managed account. See Harry Susman's brief Memo regarding this agreement which
he Fund's Trading Manager, HCM (DSAM) will use reasonable efforts to provide and will cause Dubin to be reasonably available to market interests of the Zwirn Funds and to consult with Zwirn on investment strategies, to provide the Funds with administrative advice and assistance in connection with matters such
fused to share the vast majority of documents that Kirkland asked for, and that Mike has put forth, to the best of his ability, an argument for why Highbridge was not responsible for the return of my investment. I understand that Mike stated several times his position that neither Highbridge nor you nor H
ocated or transferred investments among the Funds and its managed accounts or how such investments were liquidated or transferred in order to cover Highbridge's redemptions. I EFTA00729347 understood from our last conversation that Zwirn had previously refused to give you an accounting even though you a
n paid though my demand EFTA00729345 for payment has laid idle. Although we are told that the Highbridge account was to be run a like a mirror to the Zwirn Funds and that the investments were virtually the same, Highbridge monies began to be returned, the DSAM interests were reduced, and we are told that the
he has refused to share the vast majority of documents that they had asked for, and he has put forth to the best of his ability an argument for why Highbridge was in no way responsible for the return of my investment. He repeatedly stated that neither Highbridge, you or Henry had "control" over the invest
nvested,and continued to be paid while my demand for payment lay idle. Although we are told the Highbridge account was to be run a like a mirror to the Zwirn Funds and the investments were virtually the same, Highbridge monies began to be returned, the Dubin and Sweica interests reduced, and EFTA00731084 aga
he has refused to share the vast majority of documents that they had asked for, and he has put forth to the best of his ability an argument for why Highbridge was in no way responsible for the return of my investment. He repeatedly stated that neither Highbridge, you or Henry had "control" over the invest
nvested,and continued to be paid while my demand for payment lay idle. Although we are told the Highbridge account was to be run a like a mirror to the Zwirn Funds and the investments were virtually the same, Highbridge monies began to be returned, the Dubin and Sweica interests reduced, and EFTA00587573 aga
Entities connected to both Highbridge and the Zwirn Funds

Glenn Dubin
PERSONZwirn
PERSONPerry Gruss
PERSON
Schulte Roth
ORGANIZATIOND.B. Zwirn
ORGANIZATIONDavis Polk
ORGANIZATIONMike Carroll
PERSONSwieca
PERSONEllis
PERSON
Kirkland
LOCATIONDubin and Swieca
PERSONZwirn Funds
ORGANIZATIONKirlkiand
PERSONKirklands
ORGANIZATION