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Document Mentions (3 shared documents)
2 mentions1 same-page
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e results found @Yes O No OFAC checks complete ..4 Yes • No negative newts found • Yes 0 No BIS searches complete (Leds/Neds, Factiva, Reuters, Dow Jones, M ) @Yrs O No negative result found O Yes El No Denial Orders checks complete ?E yes O No negative results found M Yes 0 No Martindale-Ilu
dering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers,
2 mentions1 same-page
Page ?Same page
sults found RI Yes O No OFAC checks complete ..4 yes • No negative results found • yes Oho ILLS searches complete (Leds/Neds, FERINZI, Reuters, Dow Jones, DAB) El re O No negative results found O Yes IZI No Denial Orders checks complete 74 yes O No negative results found M Yo IO No Martindale-H
dering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers,
2 mentions1 same-page
Page ?Same page
ive results found in Yes Oho OFAC checks complete @Yes • No negative results found O Yes @No BIS searches complete Curds/Nods, Factva, Reuters, Dow Jones, M) 7.0 115 0 No negative results found Oyes En No Denial Orders checks complete lrK yes O No negative results found • Ms 0 No Martindak-Hubb
ndering or unethical activities on the part of the client(s) and that! have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy I) Client Facing Professionals (CFP 's) Include: Relationship Managers, Wealth Advisors. Product Officers. Brokers. C
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Mutual Connections (32)
Entities connected to both Dow Jones and the PIYM Americas Procedures
Jeffrey Epstein
PERSON143 w/ Dow·3 w/ the
Les Wexner
PERSON81 w/ Dow·3 w/ the
Eric Holder
PERSON81 w/ Dow·3 w/ the
U.S. Virgin Islands
LOCATION79 w/ Dow·2 w/ the
Financial Trust Company
ORGANIZATION76 w/ Dow·3 w/ the
Paul Morris
PERSON72 w/ Dow·3 w/ the
DI
Darren Indyke
PERSON71 w/ Dow·2 w/ the
the Office of Foreign Assets Control
ORGANIZATION71 w/ Dow·2 w/ the
Deutsche Bank Americas New York
ORGANIZATION61 w/ Dow·2 w/ the
Paul Volcker
PERSON60 w/ Dow·3 w/ the
Deutsche Bank
ORGANIZATION56 w/ Dow·3 w/ the
Bear Stearns
ORGANIZATION52 w/ Dow·3 w/ the
Deutsche Bank Private Wealth Management
ORGANIZATION51 w/ Dow·3 w/ the
HB
Harry Beller
PERSON46 w/ Dow·3 w/ the
J. Epstein & Co.
ORGANIZATION44 w/ Dow·3 w/ the
BB
Brian M. Biggar
PERSON38 w/ Dow·2 w/ the
Primary Country
ORGANIZATION36 w/ Dow·2 w/ the
Southern Trust Company
ORGANIZATION30 w/ Dow·3 w/ the
JPMorgan Chase
ORGANIZATION31 w/ Dow·2 w/ the
Alan Dershowitz
PERSON23 w/ Dow·2 w/ the