Epstein Secrets

esults found r yes F No OFAC checks complete F Yes F No negative results found r yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes F No negative results found r rest— No D&B) Denial Orders checks complete F yes r No negative results found r Yes r3 No Martindale

sts, provide reason for new profile and attach old profile: How Was the Oient(s) Introduced? How long has the RM personally known the client? r Client Referral 17 RM Prospect F Intermediary/FIM r Other Source (06, etc.) Please provide details (e.g. name of referral source, how many years RM personalty

esults found F Yes F No OFAC checks complete F Yes r No negative results found F yes F No 8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, .--- iv yes F No negative results found F Yes F No OW) Denial Orders checks complete F Yes r No negative results found F Yes F No Martindal

old profile: Update of KYC #01133113. Trustees have changed How Was the Client(s) Introduced? How long has the RM personally known the dient? r Client Referral 17 RM Prospect rInterrnediary/FIM r Other Source (C18, etc.) Please provide details (e.g. name of referral source, how many years RM personally

esults found r yes F No OFAC checks complete F Yes F No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r No negative results found F yes F No D&B) Denial Orders checks complete F Yes r No negative results found r Yes F No Martindale-Hu

ts, provide reason for new profile and attach old profile: How Was the Client(s) Introduced? How long has the RM personally known the client? r Client Referral 17 RM Prospect 1.— Interrnediary/FIM r Other Source (06, etc.) Please provide details (e.g. name of referral source, how many years RM personalt

esults found F yes F No OFAC checks complete F Yes r No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, F yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 yes r No negative results found F Yes F . No Martindale-

sts, provide reason for new profile and attach old profile: How Was the Chent(s) Introduced? Haw long has the RM personally known the client? r Client Referral F RM Prospect rInterrnediary/FIM F Other Source (C18, etc.) Please provide details (e.g. name of referral source, how many years RM personalty ha