Epstein Secrets

esults found F Yes F No OFAC checks complete F Yes r No negative results found F yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, F yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 yes r No negative results found r Yes F . No Martindale

b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMEN7': Deutsche Bank Private Wealth SONY_GM_00053544 httpsl/na4.salesforce.com/servle frittpriEtrirttACE/D9Diaceid=50060... 11/15/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00

results found F Yes r No OFAC checks complete F Yes F No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r No negative results found r Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found r yes RI No Martindale

b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY AtTATEMENT: Deutsche Bank Private Wealth SDNY_GM_00057121 Intps://dbforcepb.iny.salesforeerNIORDENTIKOL130000000D9Di&ei ... 1/5/2016 CONFIDENTIAL - PURSUANT TO FED. R. Wis. a(b) ' DB-S

esults found r Yes F No OFAC checks complete F Yes r No negative results found F Yes F No 8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r- No negative results found F Yes F No D&B) Denial Orders checks complete F yes r No negative results found r yes P. No Martindate-

Sub-Market Team Head f4TH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00056736 Imps://dbforeepb.my.salesforee.crkisPIDENTIK0L130000000D9Di&ei... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. RoeP.I3tb) ' DB-

esults found F yes F No OFAC checks complete F Yes r No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, F yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 yes r No negative results found F Yes F . No Martindale-

Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PR/ VATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00064641 CONFIDENTIAL - PURSUANT TO FED. R. Fit) DB-SDNY-0027466 https://na4.salesforce.com/servIel FIBENTIIkt 0D9Di&eid=500600... 8/2