Epstein Secrets

results found O Yes No OFAC checks complete 2 Yes O No negative results found O yes 0 No BIS searches complete (Leds/Nexis, Facttva, Reuters, Dow Jones, ChB) 2 Yes O No negative results found • yes Fa No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 2 No Martindale-Hub

b.hiarket Team Head (SNTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWAI) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals I(I) (CFP.9 should establ

results found 0 Yes O No OffiC checks complete 21 Yes OW negative results found O Yes 21No BIS searches complete (Lexis/Nexis, Feed.", Raters, Dow Jones, MI 2 Yes • No negative results found • YeS 0 No Denial Orders checks complete E?I Yes El No negative results found 0 Yes 21No Martindale-Hub

ub-Market Team Head SMT14): (Signature) AML Business Risk: (Signature) AML Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi

results found @Yes O No OFAC checks complete .4 Yes • No negative results found • Yes @ No ElIS searches complete (.eds/Neds, Factiva, Reuters, Dow Jones, Des) @Yes O No negative result found ['Yes @No Denial Orders checks complete 74 yes O No negative results found • Yes No Martindale-Hubbell

arket Team lit-ad 5/1T11)' (Signature) All. Business Risk: (Signature) Alit Compliance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP 's) should establ

sults found 0 Yes O No OfAC checks complete 21 Yes • No negative results found O Yes 0 No BIS searches complete (Lexis/Nexis, Footle., Reuters, Dow Jones. Dm 21Yes • No negative results found • US @No Denial Orders checks complete @Yes Otto negabve results found Oyes El No Martindale-Hubbell se

Sub-Market Team Head SMT14): (Signature) MIL Business Risk: (Signature) an% Compliance: (Signahne) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT• Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi

results found O Yes 0 No OFAC checks complete 2 Yes O No negative results found O Yes @No BIS searches complete (Lexis/Nexis, Factlea, Reuters, Dow Jones, MO g Yes . No negative results found • Yes 2 No Denial Orders checks complete TA Yes 0 No negative result found • Yes @No Martindale-Hubbell

ub-Market Team Head SMT14): (Signature) MIL Business Risk: (Signatuie) AM) Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT• Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi

sults found El Yes O No OFAC checks complete ..4 Yes • No negative results found • Yes Olio BIS searches complete (Leds/Neds, Factrva, Reuters, Dow Jones, DAB) Ryes O No negative result found O Yes Oho Denial Orders checks complete :re Yes O No negative results found • yes 0 No Martindale-Hubbe

Market Team litsid 4.1 TN)' (Signature) Ali Business Risk: (Signature) Alit Compliance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP 's) should establ