Back to Network
4
Shared Docs
4
Same-Page
4 / 4
Mentions
Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
results found O Yes No OFAC checks complete 2 Yes O No negative results found O yes 0 No BIS searches complete (Leds/Nexis, Facttva, Reuters, Dow Jones, ChB) 2 Yes O No negative results found • yes Fa No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 2 No Martindale-Hub
(MC)? 0 Yes 2 No H. Does the client or related party have any financial or other association/ interactions within high O yes g No risk countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 Yes • No • Not Applicable 3. Undisclosed Principal Poem Complete (Intermediaries Only) 0 yes 0 No 2 Not Applicable K. If Lexis/Nexis Sear
2 mentions1 same-page
Page ?Same page
ive results found @Yes Otto OFAC checks complete Ora O No negative results found O Yes 0 NO BIS searches complete (Lest/Nods, Factiva, Reuters, Dow Jones, MB) Oyes ONO negative results found @Yes O No Denial Orders checks complete ayes O No negative results found Ora n No Martindale-Hubbell sea
(OFAC)? OYes 2 No H. Does the client or related party have any femoral or other association/ interactions within high risk D yes 2 No countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 yes El No ONot Applicable SONY_GM_00039995 hups://dbforcepb.my.salesforcaaNtEIDEgthiLIJIA10000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSU
2 mentions1 same-page
Page ?Same page
results found O Yes 0 No OFAC checks complete 5 Yes O No negative results found O Yes Ono BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, DELB) 0 Yes • No negative results found El YeS Ono Denial Orders checks complete 0 Yes 0 No negative results found 0 Yes @No Marbriciaie-Hub
FAC)? X Yes in No H. Does the client a related party have any financial or other assoolabon/ Interactions within high D yes 2 No risk countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 Yes 0 No 0 Net Applicable 3. Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No &Not Applicable K. U Lexis/Nexis Search
Sponsored
2 mentions1 same-page
Page ?Same page
results found RYes • No OFAC checks complete ni Yes 0 No negative results found ['Yes n No BIS searches complete (Lexis/Neds, Factiva, Reuters, Dow Jones, D&B) n Yes 0 No negative results found 0 Yes 0 No Denial Orders checks complete ni Yes 0 No negative results found • Yes WI No Martindale-Hu
ol (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk i_J I—I Yes g No H. countries? I. Corporate Documentation Attached (Legal Entitles Only) Yes 0 No 0 Not Applicable CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000081 https://dbforcepb.my.salesforce.com/servlet/ser
Sponsored
Mutual Connections (28)
Entities connected to both Dow Jones and I. Corporate Documentation Attached (Legal Entitles
Jeffrey Epstein
PERSON143 w/ Dow·4 w/ I.
Les Wexner
PERSON81 w/ Dow·3 w/ I.
Eric Holder
PERSON81 w/ Dow·3 w/ I.
U.S. Virgin Islands
LOCATION79 w/ Dow·3 w/ I.
Financial Trust Company
ORGANIZATION76 w/ Dow·3 w/ I.
Martindale-Hubbell
ORGANIZATION73 w/ Dow·3 w/ I.
Paul Morris
PERSON72 w/ Dow·3 w/ I.
DI
Darren Indyke
PERSON71 w/ Dow·3 w/ I.
the Office of Foreign Assets Control
ORGANIZATION71 w/ Dow·3 w/ I.
Trustee/Co-Trustee
ORGANIZATION62 w/ Dow·2 w/ I.
Paul Volcker
PERSON60 w/ Dow·2 w/ I.
Deutsche Bank
ORGANIZATION56 w/ Dow·2 w/ I.
Lawyers/Law Firms
ORGANIZATION54 w/ Dow·2 w/ I.
Bear Stearns
ORGANIZATION52 w/ Dow·3 w/ I.
Deutsche Bank Private Wealth Management
ORGANIZATION51 w/ Dow·2 w/ I.
TIN/EIN
ORGANIZATION48 w/ Dow·2 w/ I.
HB
Harry Beller
PERSON46 w/ Dow·2 w/ I.
J. Epstein & Co.
ORGANIZATION44 w/ Dow·2 w/ I.
Prince Andrew
PERSON41 w/ Dow·2 w/ I.
Primary Country
ORGANIZATION36 w/ Dow·2 w/ I.