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up. From 1993 to 1996, Mr. Lome was General Counsel of the U.S. Securities and Exchange Commission. Mr. Lorne graduated cum laude with an A.B. from Occidental College and received his J.D., magna cum laude, from the University of Michigan Law School. David Nolan Vice Chairman - Chief Risk Offker Joined in 2001
35 years of experience in securities and derivatives across a broad range of instruments and strategies. He worked as a floor broker and trader on the American Stock Exchange, owned a specialist operation from 1982 to 2008, is former chairman of the Specialist Atsuriation and has served on numerous American Stock Exchang
MAR00002455 EFTA00238011 of Citigroup. From 1993 to 1996, Mr. Lorne was General Counsel of the SEC. Mr. Lorne graduated cum laude with an AB from Occidental College and received his JD, magna cum laude, from the University of Michigan Law School. Mr. Lorne is a member of the Executive Committee and Compliance
35 years of experience in securities and derivatives across a broad range of instruments and strategies. He worked as a floor broker and trader on the American Stock Exchange, has owned a ML281817-MAXWELL II-38 CONFIDENTIAL UBSTERRAMAR00002454 EFTA00238010 specialist operation from 1982 to 2008, is former chairman o
MAR00001402 EFTA00237048 of Citigroup. From 1993 to 1996, Mr. Lorne was General Counsel of the SEC. Mr. Lorne graduated cum laude with an AB from Occidental College and received his JD, magna cum laude, from the University of Michigan Law School. Mr. Lorne is a member of the Executive Committee and Compliance
35 years of experience in securities and derivatives across a broad range of instruments and strategies. He worked as a floor broker and trader on the American Stock Exchange, has owned a MAXWELL II-38 CONFIDENTIAL UBSTERRAMAR00001401 EFTA00237047 specialist operation from 1982 to 2008, is former chairman of the Spe
Entities connected to both Occidental College and the American Stock Exchange

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