Epstein Secrets

tionship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provid

KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case # : 01141322 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHE

tionship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: I New York Relationship Manager: Paul Morris Relationship to PWM: 1:1 New PWM Relationship Existing PWM Relationship If existing, please indicate since when the relationship exists, provide

KYC Print Page 1 of 23 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case # : 01195100 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEI

lationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide

KYC Print Page 1 of 29 DB PWM GLOBAL KYC/NCA: PART A raid KYC Case # : 01133377 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEI

Customer Name Column Labels Row Labels 1-30 Grand Total Row Labels Grand Total COVERAGE Brian M. Biggar Brian M. Biggar Malcolm Kimble 1 1 Paul Morris 1 1 Rosemary Vrablic Kimberly Hart (blank) Joanne Jensen 1 (blank) Kimberly Hart 1 Cindy L. Loudenslager 1 Grand Total 3 3 Grand Total

and dated copy of EIN application that w as provided. New York COVERAGE Carlyle Cardinal Ireland Fund, LP Prospect Joanne Jensen 4/28/2014 3 Temporary Exception granted to run searches for CJIP III GP LP Kimberly Hart New York COVERAGE 01195100 00000483289 Epstein, Jeffrey Client 00000483290 Paul Mor