Document Mentions (3 shared documents)

EFTA01288772_sub_001 - EFTA01288772_100

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

rmation pertaining to these transactions, including the time of execution and the name of the person from Fage16 of 18 Account Number: Go erless Rated Excellent, DIAS ROIL pap Lvery Year Sante 2'007 SOUTHERNCON F I DrWrIAL, OALOAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM

EFTA01288772_sub_002 - EFTA01288772_200

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

.500.00 7.72% 65.199 99 72.500.00 7.13% 39,199 99 72.500.00 7.13% 21.800 02 72.500.00 7.13% Page 9 of 19 Account Num ber (.40 paperless Rated Excellent, Every Visor Since 2007 DAL BAR RATED COMMUNCATIONS rxesturmer ratitr•-•'1.1:7=1=" ""4"=".• nary tact •••••••• nista. we. MC SDNY_GM_00045960

EFTA01289887_sub_001 - EFTA01289887_100

2 mentions1 same-page

Page ?Same page

ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

D. R CRIM. P. 6(e) B0129911CM0017 Go paperless CON F I DAENTIAL Please review your allocation perioclicalry wth your Client Advisor'. Pagetof9 Rated Excellent, Ivory Year Siva 2007 DAUM. RATED COMMUNICATIONS rxeriurmer Vary (La armor 0100ta. •00 SONY_GM_OOO46981 DB-SDNY-0009805 EFIA_00157590 EFTA01