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EFTA01288520_sub_002 - EFTA01288520_200

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Num berms Go paperless SC L THERA tt, N LLC. F I DraTIAL CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Page 11019 Rai tacellenil (very Vow' Siva 2'007 DAL OAR RATED COMM

EFTA01288772_sub_001 - EFTA01288772_100

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

resentation as to the accuracy of this information. Page 1 f 020 Account hum her Rated tmacolle I rtA )1: PareTless ;.-7...zwzricraiumcATioNs SC L THERA C. OKJFI DAENTIAC-- rxetturtaer CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) -.1:1:73.==="e= ....,.% NamlistinileS.n.wilt SDNY_GM_00045

EFTA01288997_sub_002 - EFTA01288997_200

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

, Jersey City, New Jersey 07399 Page is 019 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL Account Number. N46.023804 Go paperless SC L THERA ttoKi Raba Excellent, (vent Vs, Since 2'007 DALBAR RATED COMMUNICATIONS oar .L:74.7=.r...r *t-= weietise —waver., wet mim SDNY_GM_000461