5
Shared Docs
5
Same-Page
5 / 5
Mentions
(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Treasury O
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Treasury O
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Treasury O
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Treasury O
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Treasury O
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Entities connected to both Steven Mnuchin and Rufino

Donald Trump
PERSONBerger
PERSON
Clayton
LOCATIONChris Dilorio
PERSONMckessy
ORGANIZATIONSEC NY
ORGANIZATIONBBH AML
ORGANIZATION
Joe Biden
PERSON
Julie K. Brown
PERSONChristopher Steele
PERSON
Bill Richardson
PERSONKeener
PERSONMichael Farkas
PERSONJaney
PERSONthe Securities and Exchange Commission
ORGANIZATIONAce Greenberg
PERSON
Adam Sandler
PERSONNorberg
PERSONRichard Best
PERSONthe New York Regional Office's
ORGANIZATION